Pre-Summer Sale Special - Limited Time 70% Discount Offer - Ends in 0d 00h 00m 00s - Coupon code: mxmas70

Home > IAPP > Artificial Intelligence Governance > AIGP

AIGP Artificial Intelligence Governance Professional Question and Answers

Question # 4

What is most likely the first action that a developer takes to map, plan and scope an AI project?

A.

Define the business case and perform a cost benefit analysis answering the question of why AI

B.

Use a test, evaluation, verification, validation TEVV process

C.

Perform an algorithmic impact assessment leveraging PIAs

D.

Determine feasibility and optionality of redress

Full Access
Question # 5

All of the following may be permissible uses of an Al system under the EU Al Act EXCEPT?

A.

To detect an individual ' s intent for law enforcement purposes.

B.

To promote equitable distribution of welfare benefits.

C.

To implement social scoring.

D.

To manage border control.

Full Access
Question # 6

CASE STUDY

Please use the following answer the next question:

XYZ Corp., a premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company ' s product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.

It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.

Address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.

The organization has a large procurement team that is responsible for the contracting of technology solutions. One of the procurement team ' s goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company are responsible for integrating and deploying technology solutions into the organization ' s operations in a responsible, cost-effective manner.

The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.

All of the following are potential negative consequences created by using the Al tool when making hiring decisions EXCEPT?

A.

Reputational harm.

B.

Civil rights violations.

C.

Discriminatory treatment.

D.

Intellectual property infringement.

Full Access
Question # 7

You asked a generative Al tool to recommend new restaurants to explore in Boston, Massachusetts that have a specialty Italian dish made in a traditional fashion without spinach and wine. The generative Al tool recommended five restaurants for you to visit.

After looking up the restaurants, you discovered one restaurant did not exist and two others did not have the dish.

This information provided by the generative Al tool is an example of what is commonly called?

A.

Prompt injection.

B.

Model collapse.

C.

Hallucination.

D.

Overfitting.

Full Access
Question # 8

Which of the following use cases would be best served by a non-AI solution?

A.

A non-profit wants to develop a social media presence.OB. An e-commerce provider wants to make personalized recommendations.

B.

A business analyst wants to forecast future cost overruns and underruns.

C.

A customer service agency wants automate answers to common questions.

Full Access
Question # 9

MULTI-SELECT

Please select 3 of the 5 options below. No partial credit will be given.

What are the roles and responsibilities of deployers of a proprietary model?

A.

Ethical testing.

B.

Ethical design.

C.

Technical performance.

D.

System documentation.

E.

Regulatory compliance.

Full Access
Question # 10

What is a primary liability concern when a company deploys a proprietary Agentic AI model?

A.

Direct accountability for harmful or deceptive agent behavior.

B.

Dependence on open-source software for orchestration.

C.

Greater public scrutiny due to external model hosting.

D.

Lack of available APIs for memory integration.

Full Access
Question # 11

After completing model testing and validation, which of the following is the most important step that an organization takes prior to deploying the model into production?

A.

Perform a readiness assessment.

B.

Define a model-validation methodology.

C.

Document maintenance teams and processes.

D.

Identify known edge cases to monitor post-deployment.

Full Access
Question # 12

Which of the following disclosures is NOT required for an EU organization that developed and deployed a high-risk Al system?

A.

The human oversight measures employed.

B.

How an individual may contest a decision.

C.

The location(s) where data is stored.

D.

The fact that an Al system is being used.

Full Access
Question # 13

Scenario:

An enterprise is evaluating multiple third-party generative AI tools to integrate into its platform. As part of its AI governance policy, it is assessing themost effective methodsto reduce risks related to bias, data misuse, and liability when using third-party solutions.

All of the following are commonly adopted processes and policies in reducing potential risks introduced by third-party AI tools or applications EXCEPT:

A.

Including clauses in the procurement agreement for buyers of generative AI tools to put certain liabilities on the tool supplier

B.

Allowing publicly available information and personally identifiable information (PII) to be incorporated into the prompt

C.

Requiring an independent third-party bias audit for third-party generative AI tools

D.

Requiring new use cases of the generative AI tools or applications to be reviewed and approved by the generative AI governance body

Full Access
Question # 14

According to November 2023 White House Executive Order, which of the following best describes the guidance given to governmental agencies on the use of generative Al as a workplace tool?

A.

Limit access to specific uses of generative Al.

B.

Impose a general ban on the use of generative Al.

C.

Limit access of generative Al to engineers and developers.

D.

Impose a ban on the use of generative Al in agencies that protect national security.

Full Access
Question # 15

Which of the following use cases would be best served by a non-AI solution?

A.

A non-profit wants to develop a social media presence.

B.

A business analyst wants to develop advertising campaigns.

C.

An e-commerce provider wants to make personalized recommendations.

D.

A customer service agency wants to automate answers to common questions.

Full Access
Question # 16

CASE STUDY

A global marketing agency is adapting a large language model ( " LLM " ) to generate content for an upcoming marketing campaign for a client ' s new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.

The marketing agency is accessing the LLM through an application programming interface ( " API " ) developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.

The marketing company has:

•           Entered into a contract with the technology company with suitable representations and warranties.

•           Completed an impact assessment on the LLM for this intended use.

•           Built technical guidance on how to measure and mitigate bias in the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Followed applicable regulatory requirements.

•           Created specific legal statements and disclosures regarding the use of the Al on its client ' s advertising.

The technology company has:

•           Provided guidance and resources to developers to address environmental concerns.

•           Build technical guidance on how to measure and mitigate bias in the LLM.

•           Provided tools and resources to measure bias specific to the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Mapped and mitigated potential societal harms and large-scale impacts.

•           Followed applicable regulatory requirements and industry standards.

•           Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.

 

Which stakeholder is responsible for the lawful collection of data used to train the foundational AI model?

A.

The marketing agency

B.

The tech company

C.

The data aggregator

D.

The marketing agency’s client

Full Access
Question # 17

During the first month when the company monitors the model for bias, it is most important to?

A.

Continue disparity testing.

B.

Provide regular awareness training.

C.

Analyze the quality of the training and testing data.

D.

Document the results of final decisions made by the human underwriter.

Full Access
Question # 18

CASE STUDY

Please use the following answer the next question:

ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.

ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model (“LLM”). In particular, ABC intends to use its historical customer data—including applications, policies, and claims—and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed tA. human underwriter for final review.

ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women ' s loan applications due primarily to women historically receiving lower salaries than men.

The best approach to enable a customer who wants information on the Al model ' s parameters for underwriting purposes is to provide?

A.

A transparency notice.

B.

An opt-out mechanism.

C.

Detailed terms of service.

D.

Customer service support.

Full Access
Question # 19

All of the following are common optimization techniques in deep learning to determine weights that represent the strength of the connection between artificial neurons EXCEPT?

A.

Gradient descent, which initially sets weights arbitrary values, and then at each step changes them.

B.

Momentum, which improves the convergence speed and stability of neural network training.

C.

Autoregression, which analyzes and makes predictions about time-series data.

D.

Backpropagation, which starts from the last layer working backwards.

Full Access
Question # 20

What is the key feature of Graphical Processing Units (GPUs) that makes them well-suited to running Al applications?

A.

GPUs run many tasks concurrently, resulting in faster processing.

B.

GPUs can access memory quickly, resulting in lower latency than CPUs.

C.

GPUs can run every task on a computer, making them more robust than CPUs.

D.

The number of transistors on GPUs doubles every two years, making the chips smaller and lighter.

Full Access
Question # 21

What is the best reason for a company to adopt a policy that prohibits the use of generative AI?

A.

To avoid using technology that cannot be monetized.

B.

To avoid needing to identify and hire qualified resources.

C.

To avoid the time necessary to train employees on acceptable use.

D.

To avoid accidental disclosure of its confidential and proprietary information.

Full Access
Question # 22

In 2025, which U.S. agency ordered companies to provide information about the safety of their AI companion chatbots?

A.

The Central Intelligence Agency CIA

B.

The Department of Justice DOJ

C.

The Federal Trade Commission FTC

D.

The Federal Communications Commission FCC

Full Access
Question # 23

What is the technique to remove the effects of improperly used data from an ML system?

A.

Data cleansing.

B.

Model inversion.

C.

Data de-duplication.

D.

Model disgorgement.

Full Access
Question # 24

CASE STUDY

A premier payroll services company that employs thousands of people globally, is embarking on a new hiring campaign and wants to implement policies and procedures to identify and retain the best talent. The new talent will help the company ' s product team expand its payroll offerings to companies in the healthcare and transportation sectors, including in Asia.

It has become time consuming and expensive for HR to review all resumes, and they are concerned that human reviewers might be susceptible to bias.

To address these concerns, the company is considering using a third-party Al tool to screen resumes and assist with hiring. They have been talking to several vendors about possibly obtaining a third-party Al-enabled hiring solution, as long as it would achieve its goals and comply with all applicable laws.

The organization has a large procurement team that is responsible for the contracting of technology solutions. One of the procurement team ' s goals is to reduce costs, and it often prefers lower-cost solutions. Others within the company deploy technology solutions into the organization’s operations in a responsible, cost-effective manner.

The organization is aware of the risks presented by Al hiring tools and wants to mitigate them. It also questions how best to organize and train its existing personnel to use the Al hiring tool responsibly. Their concerns are heightened by the fact that relevant laws vary across jurisdictions and continue to change.

The organization continues planning the adoption of an AI tool to support hiring, but is concerned about potential bias in content generated by AI systems and how that could affect public perception.

Which of the following measures should the company adopt tobest mitigate its risk of reputational harmfrom using the AI tool?

A.

Test the AI tool pre- and post-deployment

B.

Ensure the vendor provides indemnification for the AI tool

C.

Require the procurement and deployment teams to agree upon the AI tool

D.

Continue to require the company’s hiring personnel to manually screen all applicants

Full Access
Question # 25

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

What is the best reason for GVC to offer students the choice to utilize generative Al in limited, defined circumstances?

A.

To enable students to learn how to manage their time.

B.

To enable students to learn about performing research.

C.

To enable students to learn about practical applications of Al.

D.

To enable students to learn how to use Al as a supportive educational tool.

Full Access
Question # 26

What is the 1956 Dartmouth summer research project on Al best known as?

A.

A meeting focused on the impacts of the launch of the first mass-produced computer.

B.

A research project on the impacts of technology on society.

C.

A research project to create a test for machine intelligence.

D.

A meeting focused on the founding of the Al field.

Full Access
Question # 27

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system ' s accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

The best human oversight mechanism for the police department to implement is that a police officer should?

A.

Explain to the accused how the Al system works.

B.

Confirm the Al recommendation prior to sentencing.

C.

Ensure an accused is given notice that the Al system was used.

D.

Consider the Al recommendation as part of the criminal investigation.

Full Access
Question # 28

You are a privacy program manager at a large e-commerce company that uses an Al tool to deliver personalized product recommendations based on visitors ' personal information that has been collected from the company website, the chatbot and public data the company has scraped from social media.

A user submits a data access request under an applicable U.S. state privacy law, specifically seeking a copy of their personal data, including information used to create their profile for productrecommendations.

What is the most challenging aspect of managing this request?

A.

Some of the visitor ' s data is synthetic data that the company does not have to provide to the data subject.

B.

The data subject ' s data is structured data that can be searched, compiled and reviewed only by an automated tool.

C.

The data subject is not entitled to receive a copy of their data because some of it was scraped from public sources.

D.

Some of the data subject ' s data is unstructured data and you cannot untangle it from the other data, including information about other individuals.

Full Access
Question # 29

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

Which of the following risks should be of the highest concern to individual teachers using generative Al to ensure students learn the course material?

A.

Financial cost.

B.

Model accuracy.

C.

Technical complexity.

D.

Copyright infringement.

Full Access
Question # 30

Your organization is searching for a new way to help accurately forecast sales predictions by various types of customers.

Which of the following is the best type of model to choose if your organization wants to customize the model and avoid lock-in?

A.

A free large language model.

B.

A classic machine learning model.

C.

A proprietary generative AI model.

D.

A subscription-based, multimodal model.

Full Access
Question # 31

CASE STUDY

A company is considering the procurement of an AI system designed to enhance the security of IT infrastructure. The AI system analyzes how users type on their laptops, including typing speed, rhythm and pressure, to create a unique user profile. This data is then used to authenticate users and ensure that only authorized personnel can access sensitive resources.

The data processed by the AI system would be classified as:

A.

Non-sensitive personal data, since it does not reveal information about health, gender or race

B.

Organizational data, since it is part of the authentication process

C.

Non-personal data, as long as it is not linked to a user ID

D.

Special category data, if it can be used to uniquely identify a person

Full Access
Question # 32

The framework set forth in the White House Blueprint for an Al Bill of Rights addresses all of the following EXCEPT?

A.

Human alternatives, consideration and fallback.

B.

High-risk mitigation standards.

C.

Safe and effective systems.

D.

Data privacy.

Full Access
Question # 33

If it is possible to provide a rationale for a specific output of an Al system, that system can best be described as?

A.

Accountable.

B.

Transparent.

C.

Explainable.

D.

Reliable.

Full Access
Question # 34

A company that deploys AI but is not currently a provider or developer intends to develop and market its own AI system.

Which obligation would then be likely to apply?

A.

Implementing a risk management framework.

B.

Conducting an impact assessment including a post-deployment monitoring plan.

C.

Developing documentation on the system, the potential risks and the safeguards applied.

D.

Developing a reporting plan for any observed algorithmic discrimination or harms to individuals’ rights and freedoms.

Full Access
Question # 35

An AI system ' s function, the industry and the location in which it operates are important factors in considering which of the following?

A.

Organizational accountability.

B.

Internal governance needs.

C.

Diversity of data sources.

D.

Explainability of results.

Full Access
Question # 36

According to the GDPR, an individual has the right to have a human confirm or replace an automated decision unless that automated decision?

A.

Is authorized with the data subject s explicit consent.

B.

Is authorized by applicable Ell law and includes suitable safeguards.

C.

Is deemed to solely benefit the individual and includes documented legitimate interests.

D.

Is necessary for entering into or performing under a contract between the data subject and data controller.

Full Access
Question # 37

Which of the following would be the least likely step for an organization to take when designing an integrated compliance strategy for responsible Al?

A.

Conducting an assessment of existing compliance programs to determine overlaps and integration points.

B.

Employing a new software platform to modernize existing compliance processes across the organization.

C.

Consulting experts to consider the ethical principles underpinning the use of Al within the organization.

D.

Launching a survey to understand the concerns and interests of potentially impacted stakeholders.

Full Access
Question # 38

Scenario:

Business A provides grammar and writing assistance tools and licenses a generative AI model from Business B to enhance its offerings. Business A is concerned that the AI model might produce inappropriate or toxic content and wants to implement governance processes to prevent this.

Which of the following governance processes should Business A take tobest protect its usersagainst potentially inappropriate text?

A.

Business A should fine-tune the AI model on user-generated text that has been verified to be appropriate

B.

Business A should test that the AI model performs as expected and meets their minimum requirements for filtering toxic or obscene text

C.

Business A should establish a user reporting feature that allows users to flag toxic or obscene text, and report any incidents to Business B

D.

Business A should ask Business B for detailed documentation on the generative AI model ' s training data and whether it contained toxic or obscene sources

Full Access
Question # 39

Which type of existing assessment could best be leveraged to create an Al impact assessment?

A.

A safety impact assessment.

B.

A privacy impact assessment.

C.

A security impact assessment.

D.

An environmental impact assessment.

Full Access
Question # 40

What is the best reason for a company adopt a policy that prohibits the use of generative Al?

A.

Avoid using technology that cannot be monetized.

B.

Avoid needing to identify and hire qualified resources.

C.

Avoid the time necessary to train employees on acceptable use.

D.

Avoid accidental disclosure to its confidential and proprietary information.

Full Access
Question # 41

A shipping service based in the US is looking to expand its operations into the EU. It utilizes an in-house developed multimodal AI model that analyzes all personal data collected from shipping senders and recipients, and optimizes shipping routes and schedules based on this data.

As they expand into the EU, all of the following descriptions should be included in the technical documentation for their AI model EXCEPT?

A.

A general description of the AI system.

B.

A description of the prioritization of the risks of deployment of the AI system.

C.

A description of the appropriateness of the performance metrics for the specific AI system.

D.

A detailed description of the elements of the AI system and of the process for its development.

Full Access
Question # 42

You are an engineer that developed an AI-based ad recommendation tool.

Which of the following should be monitored to evaluate the tool ' s effectiveness?

A.

Output data, to assess the delta between the prediction and actual ad clicks.

B.

Algorithmic patterns, to show the model has a high degree of accuracy.

C.

Input data, to ensure the ads are reaching the target audience.

D.

GPU performance, to evaluate the tool ' s robustness.

Full Access
Question # 43

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system ' s accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

Which Al risk would NOT have been identified during the procurement process based on the categories of information requested by the third-party consultant?

A.

Security.

B.

Accuracy.

C.

Explainability.

D.

Discrimination.

Full Access
Question # 44

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant Agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles andresponsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network ' s existing data and de-identified data that is licensed from a large US clinical research partner.

Which of the following steps can best mitigate the possibility of discrimination prior to training and testing the Al solution?

A.

Procure more data from clinical research partners.

B.

Engage a third party to perform an audit.

C.

Perform an impact assessment.

D.

Create a bias bounty program.

Full Access
Question # 45

Which of the following is NOT required to be included in an AI impact assessment for a narrow AI use case?

A.

The AI model ' s potential impact on privacy rights.

B.

The data sources used for training the AI model.

C.

The potential bias in the outputs of the AI model.

D.

The AI model ' s energy consumption during processing.

Full Access
Question # 46

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the publicsites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system ' s accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

When notifying an accused perpetrator, what additional information should a police officer provide about the use of the Al system?

A.

Information about the accuracy of the Al system.

B.

Information about how the accused can oppose the charges.

C.

Information about the composition of the training data of the system.

D.

Information about how the individual was identified by the Al system.

Full Access
Question # 47

Which of the following is a foundational characteristic of effective AI governance?

A.

Engagement of a cross-functional team

B.

Reliance on tested vendor management processes

C.

Thorough reviews of a company’s public filings with experts

D.

Uniform policies and procedures across developer, deployer and user roles

Full Access
Question # 48

What is the term for an algorithm that focuses on making the best choice achieve an immediate objective at a particular step or decision point, based on the available information and without regard for the longer-term best solutions?

A.

Single-lane.

B.

Optimized.

C.

Efficient.

D.

Greedy.

Full Access
Question # 49

Scenario:

A large multinational organization is rolling out a company-wide AI governance initiative. To build awareness and support adoption, they are evaluating different ways to train employees and stakeholders across departments, including legal, technical, marketing, and customer-facing roles.

Which of the following typical approaches is a large organization least likely to use to responsibly train stakeholders on AI terminology, strategy and governance?

A.

Providing all technical employees education on AI development so they can retool and participate in the development of AI systems

B.

Providing training on AI ethics, based on the extent to which the organization seeks to promote a responsible AI culture

C.

Providing role-specific training, based on whether the organization uses a centralized, federated or decentralized governance model

D.

Providing information and education to customers and users to understand the capabilities and limitations of the AI tools with which they interact

Full Access
Question # 50

MULTI-SELECT

Please select 3 of the 5 options below. No partial credit will be given.

In cooperation with an Italian University, a US technology company called Nudge 2078, with no offices or employees in other countries, is developing an AI system which subtly encourages " good " behaviors, such as saving money and exercising. The two companies plan to conduct some experiments on volunteers. However, the study protocol is misleading on the purpose of the study, the experiments that will be conducted and its relevance to the application.

Which regulations are most likely applicable?

A.

The EU AI Act.

B.

The Digital Services Act.

C.

The General Data Protection Act.

D.

The Federal Trade Commission Act.

E.

Payment Card Industry PCI Standards.

Full Access
Question # 51

CASE STUDY

Please use the following answer the next question:

ABC Corp, is a leading insurance provider offering a range of coverage options to individuals. ABC has decided to utilize artificial intelligence to streamline and improve its customer acquisition and underwriting process, including the accuracy and efficiency of pricing policies.

ABC has engaged a cloud provider to utilize and fine-tune its pre-trained, general purpose large language model (“LLM”). In particular, ABC intends to use its historical customer data—including applications, policies, and claims—and proprietary pricing and risk strategies to provide an initial qualification assessment of potential customers, which would then be routed a human underwriter for final review.

ABC and the cloud provider have completed training and testing the LLM, performed a readiness assessment, and made the decision to deploy the LLM into production. ABC has designated an internal compliance team to monitor the model during the first month, specifically to evaluate the accuracy, fairness, and reliability of its output. After the first month in production, ABC realizes that the LLM declines a higher percentage of women ' s loan applications due primarily to women historically receiving lower salaries than men.

Which of the following is the most important reason to train the underwriters on the model prior to deployment?

A.

To provide a reminder of a right appeal.

B.

To solicit on-going feedback on model performance.

C.

To apply their own judgment to the initial assessment.

D.

To ensure they provide transparency applicants on the model.

Full Access
Question # 52

What is the best method to proactively train an LLM so that there is mathematical proof that no specific piece of training data has more than a negligible effect on the model or its output?

A.

Clustering.

B.

Transfer learning.

C.

Differential privacy.

D.

Data compartmentalization.

Full Access
Question # 53

All of the following types of testing can help evaluate the performance of a responsible Al system EXCEPT?

A.

Risk probability/severity.

B.

Adversarial robustness.

C.

Statistical sampling.

D.

Decision analysis.

Full Access
Question # 54

Pursuant to the White House Executive Order of November 2023, who is responsible for creating guidelines to conduct red-teaming tests of Al systems?

A.

National Institute of Standards and Technology (NIST).

B.

National Science and Technology Council (NSTC).

C.

Office of Science and Technology Policy (OSTP).

D.

Department of Homeland Security (DHS).

Full Access
Question # 55

Which of the following may bepermissible usesof an AI system under the EU AI ActEXCEPT?

A.

Using biometrics in abduction cases

B.

Detecting emotions in a telemedicine session

C.

Improving the response time for emergency services

D.

Detecting emotions in a workplace for employee morale

Full Access
Question # 56

MULTI-SELECT

Please select 3 of the 5 options below. No partial credit will be given.

From a governance perspective, which of the following correctly describe the responsibilities of AI developers or deployers?

A.

AI developers are responsible for reducing biases in the system, such as discrimination against certain demographics.

B.

AI developers remain fully liable for the AI system ' s compliance with regulations even after deployment by others.

C.

AI developers must provide clear documentation explaining how the system functions for its operators.

D.

AI deployers must conduct independent bias assessments prior to release of a system.

E.

AI deployers must handle ongoing monitoring and auditing of the AI system.

Full Access
Question # 57

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system ' s accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, whichincludes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

What is the best reason the police department should continue to perform investigations even if the Al system scores an individual ' s likelihood of criminal activity at or above 90%?

A.

Because the department did not perform an impact assessment for this intended use.

B.

Because Al systems that affect fundamental civil rights should not be fully automated.

C.

Because investigations may identify additional individuals involved in the crime.

D.

Because investigations may uncover information relevant to sentencing.

Full Access
Question # 58

During the development of semi-autonomous vehicles, various failures occurred as a result of the sensors misinterpreting environmental surroundings, such as sunlight.

These failures are an example of?

A.

Hallucination.

B.

Brittleness.

C.

Uncertainty.

D.

Forgetting.

Full Access