SOA-C03 AWS Certified CloudOps Engineer - Associate Question and Answers

According to the AWS Cloud Operations and Auto Scaling documentation, scaling applications that consume Amazon SQS messages should be driven by queue backlog per instance, not by general system metrics such as network traffic or CPU.

The correct approach is to calculate a custom metric using CloudWatch metric math that divides the SQS metric ApproximateNumberOfMessagesVisible by the number of active EC2 instances in the Auto Scaling group. This “backlog per instance” value represents the average number of messages waiting to be processed by each instance.

Then, the CloudOps engineer can create a target tracking policy that automatically scales out or in based on maintaining a desired backlog threshold. This approach ensures dynamic, workload-driven scaling behavior that reacts in near real time to message volume.

Step and simple scaling (Options C and D) require manual thresholds and do not automatically balance the load per instance.

Thus, Option B—using CloudWatch metric math to define queue backlog per instance for target tracking—is the most effective and AWS-recommended CloudOps practice.

Comprehensive and Detailed Explanation From Exact Extract of AWS CloudOps Doocuments:

EC2 Instance Connect Endpoint (EIC Endpoint) enables SSH to instances in private subnets without public IPs and without needing to traverse the public internet. CloudOps guidance explains that you deploy the endpoint in the same VPC/subnet as the targets, then allow inbound SSH on the instance security group from the endpoint’s security group. Access is governed by IAM—administrators must have Instance Connect permissions; while the example uses a broad policy, the key mechanism is EIC in the private subnet plus SG rules scoped to the endpoint. Systems Manager Session Manager can provide shell access without SSH, but the requirement explicitly states “connect through SSH,” making EIC the purpose-built solution. Options B and D misuse Systems Manager for SSH and propose unnecessary SG changes or incorrect endpoint placement; Option C places the endpoint in a public subnet, which is not required for private SSH access. Therefore, creating an EC2 Instance Connect endpoint in the private subnet and updating SGs accordingly meets the requirement while keeping the instance non-internet-exposed.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Security and Compliance

• Amazon EC2 – Instance Connect Endpoint (Private SSH Access)

• AWS Well-Architected Framework – Security Pillar (Least Privilege Network Access)

According to the AWS Cloud Operations and Database Reliability documentation, Amazon RDS Multi-AZ deployments provide high availability and automatic failover by maintaining a synchronous standby replica in a different Availability Zone.

In the event of instance failure, planned maintenance, or Availability Zone outage, Amazon RDS automatically promotes the standby to primary with minimal downtime (typically less than 60 seconds). The failover is transparent to applications because the DB endpoint remains the same.

By contrast, read replicas (Option B) are asynchronous and do not provide automated failover. Auto Scaling (Option C) applies to EC2, not RDS. RDS Proxy (Option D) improves connection management but does not add redundancy.

Thus, Option A — converting the RDS instance into a Multi-AZ deployment — delivers the required high availability and business continuity with minimal operational effort.

Comprehensive and Detailed Explanation From Exact Extract of AWS CloudOps Doocuments:

With simple scaling policies, an Auto Scaling group performs one scaling activity when the alarm condition is met, then observes a default cooldown period (300 seconds) before another scaling activity of the same type can begin. CloudOps guidance explains that cooldown prevents rapid successive scale-outs by allowing time for the newly launched instance(s) to register with the load balancer and impact the metric. Even if the alarm breaches multiple times during the cooldown window, the group waits until the cooldown completes before evaluating and acting again. In this case, although RequestCountPerTarget exceeded the threshold twice within 180 seconds, the group will launch a single instance and then wait for cooldown before any additional scale-out can occur. Options A, C, and D do not reflect the behavior of simple scaling with cooldowns; A describes step/target-tracking-like behavior, and C/D are not Auto Scaling mechanics.

References (AWS CloudOps Documents / Study Guide):

• Amazon EC2 Auto Scaling – Simple Scaling Policies and Cooldown (User Guide)

• Elastic Load Balancing Metrics – ALB RequestCountPerTarget (CloudWatch Metrics)

• AWS Well-Architected Framework – Performance Efficiency & Operational Excellence

The AWS Cloud Operations and Systems Manager documentation states that to use Session Manager privately within a VPC (without internet access), three interface VPC endpoints must be configured:

com.amazonaws.<region>.ssm – enables Systems Manager core API communication.

com.amazonaws.<region>.ec2messages – allows the agent to send and receive messages between EC2 and Systems Manager.

com.amazonaws.<region>.ssmmessages – enables real-time interactive communication for Session Manager connections.

These endpoints ensure secure, private connectivity over the AWS network, eliminating the need for public internet routing.

Endpoints for S3, Step Functions, or EC2 API (Options C, E, F) are not required for Session Manager functionality.

Thus, the correct combination is A, B, and D, aligning with AWS CloudOps best practices for secure, private Systems Manager access.

The combination of geoproximity routing and DNS failover health checks provides global low-latency routing with high availability.

Geoproximity routing in Route 53 routes users to the AWS Region closest to their geographic location, optimizing latency. For automatic failover, Route 53 health checks can monitor CloudWatch alarms tied to the health of the ALB in each Region. When a Region becomes unhealthy, Route 53 reroutes traffic to the next available Region automatically.

AWS documentation states:

“Use geoproximity routing to direct users to resources based on geographic location, and configure health checks to provide DNS failover for high availability.”

Option B incorrectly monitors EC2 instances directly, which is not efficient at scale. Option C uses private IPs, which cannot be globally health-checked. Option E (simple routing) does not support geographic or failover routing. Hence, A and D together meet both the proximity and failover requirements.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Domain 5: Networking and Content Delivery

• Amazon Route 53 Developer Guide – Geoproximity Routing and DNS Failover

• AWS Well-Architected Framework – Reliability Pillar

• Amazon CloudWatch Alarms – Integration with Route 53 Health Checks

The Storage Gateway service enables hybrid cloud backup by presenting local block storage that synchronizes with AWS cloud storage. For scenarios where all data must remain available locally while still backed up to AWS, the correct mode is gateway-stored volumes.

AWS documentation defines:

“Use stored volumes if you want to keep all your data locally while asynchronously backing up point-in-time snapshots to Amazon S3 for durable storage.”

These volumes expose an iSCSI interface compatible with POSIX file systems, allowing direct use by on-premises backup software.

Gateway-cached volumes (Option C) store primary data in AWS with limited local cache, violating the “all data must be available locally” requirement. Options A and B are object-based storage solutions, not compatible with POSIX or block-based backup applications.

Therefore, Option D fully satisfies CloudOps reliability and continuity best practices by ensuring local availability, cloud durability, and POSIX compatibility for backups.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Domain 2: Reliability and Business Continuity

• AWS Storage Gateway User Guide – Stored Volumes Overview

• AWS Well-Architected Framework – Reliability Pillar

• AWS Hybrid Cloud Storage Best Practices

According to the AWS Cloud Operations and Identity Management documentation, when configuring federation between IAM Identity Center (formerly AWS SSO) and an external SAML 2.0 identity provider, two key prerequisites are required:

The IAM Identity Center SAML metadata file — This is uploaded to the external IdP to establish trust, define SAML endpoints, and enable identity federation.

The IdP metadata (including the public X.509 certificate) — This information is imported into IAM Identity Center to validate authentication assertions and encryption signatures.

IAM Identity Center and the IdP exchange this metadata to mutually establish secure, bidirectional federation.

Network-level details such as IP addresses (Option C) are unnecessary. Root access (Option D) or permissions to member accounts (Option E) are not required; only Control Tower or IAM administrative permissions in the management account are needed for setup.

Thus, the correct answer is A and B — the SAML metadata from both sides is required for federation.

To analyze and visualize custom statistics such as the p90 latency (90th percentile), a CloudWatch metric must be generated from the log data. The correct method is to create a metric filter that extracts the latency value from each log event and publishes it as a CloudWatch metric. Once the metric is published, percentile statistics (p90, p95, etc.) can be displayed in CloudWatch dashboards or alarms.

AWS documentation states:

“You can use metric filters to extract numerical fields from log events and publish them as metrics in CloudWatch. CloudWatch supports percentile statistics such as p90 and p95 for these metrics.”

Contributor Insights (Option A) is for analyzing frequent contributors, not numeric distributions. Subscription filters (Option C) are used for log streaming, and Application Insights (Option D) provides monitoring of application health but not custom p90 statistics. Hence, Option B is the CloudOps-aligned, minimal-overhead solution for percentile latency monitoring.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Domain 1: Monitoring and Logging

• Amazon CloudWatch Logs – Metric Filters

• AWS Well-Architected Framework – Operational Excellence Pillar

AWS CloudOps governance best practices emphasize centralized account management and preventive guardrails. AWS Control Tower integrates directly with AWS Organizations and provides “Region deny controls” and “Service Control Policies (SCPs)” that apply automatically to all existing and newly created member accounts. SCPs are organization-wide guardrails that define the maximum permissions for accounts. They can explicitly deny actions such as launching EC2 instances in a specific Region, or block root user access.

To prevent CloudTrail log deletion, SCPs can also include denies on cloudtrail:DeleteTrail and s3:DeleteObject actions targeting the CloudTrail log S3 bucket. These SCPs ensure that no user, including administrators, can violate the compliance requirements.

AWS documentation under the Security and Compliance domain for CloudOps states:

“Use AWS Control Tower to establish a secure, compliant, multi-account environment with preventive guardrails through service control policies and detective controls through AWS Config.”

This approach meets all stated needs: centralized enforcement, automatic propagation to new accounts, region-based restrictions, and immutable audit logs. Options A, B, and D either detect violations reactively or lack complete enforcement and automation across future accounts.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Domain 4: Security and Compliance

• AWS Control Tower – Preventive and Detective Guardrails

• AWS Organizations – Service Control Policies (SCPs)

• AWS Well-Architected Framework – Security Pillar (Governance and Centralized Controls)

The AWS Cloud Operations and Security documentation confirms that AWS WAF (Web Application Firewall) is designed to protect web applications from application-layer threats, including SQL injection, cross-site scripting (XSS), and other OWASP Top 10 vulnerabilities.

When integrated with an Application Load Balancer, AWS WAF inspects incoming traffic using rule groups. The AWS Managed Rules for SQL Injection Protection provide preconfigured, continuously updated filters that detect and block malicious SQL patterns.

AWS Shield (Standard or Advanced) defends against DDoS attacks, not application-layer SQL attacks, and vulnerability scanners (Option C) only detect, not prevent, exploitation.

Thus, Option D provides the correct, managed, and automated protection aligned with AWS best practices.

An alias record is the recommended Route 53 record type to map domain names (e.g., example.com) to AWS-managed resources such as an Application Load Balancer. Alias records are extension types of A or AAAA records that support AWS resources directly, providing automatic DNS integration and no additional query costs.

AWS documentation states:

“Use alias records to map your domain or subdomain to an AWS resource such as an Application Load Balancer, CloudFront distribution, or S3 website endpoint.”

A and AAAA records are used for static IP addresses, not load balancers. CNAME records cannot be used at the root domain (e.g., example.com). Thus, Option C is correct as it meets CloudOps networking best practices for scalable, managed DNS resolution to ALBs.

References (AWS CloudOps Documents / Study Guide):

• AWS Certified CloudOps Engineer – Associate (SOA-C03) Exam Guide – Domain 5: Networking and Content Delivery

• Amazon Route 53 Developer Guide – Alias Records

• AWS Well-Architected Framework – Reliability and Performance Efficiency Pillars

• Elastic Load Balancing – Integrating with Route 53

According to AWS Cloud Operations and Governance documentation, AWS Trusted Advisor provides automated checks for security group rules across all accounts, including identifying ports open to 0.0.0.0/0.

When viewed in organizational mode, Trusted Advisor integrates with AWS Organizations, allowing administrators to access organization-wide security findings from a central management account. This approach requires no custom code, additional infrastructure, or manual inspection, providing immediate visibility and the lowest operational overhead.

AWS CLI scripts (Option A) or Lambda automation (Option C) introduce additional maintenance, and Amazon Inspector (Option D) is focused on instance-level vulnerabilities, not network access rules.

Therefore, Option B is the AWS-recommended CloudOps best practice for centralized and low-effort open-port auditing.

According to AWS Cloud Operations and Networking documentation, Route 53 Resolver inbound endpoints allow DNS queries to originate from on-premises DNS servers and resolve private hosted zone records in AWS. The inbound endpoint provides DNS resolver IP addresses within the VPC, which the on-premises DNS servers can forward queries to over AWS Direct Connect or VPN connections.

The inbound endpoint must be associated with a security group that permits inbound traffic on TCP and UDP port 53 from the on-premises DNS server IP addresses. This ensures that DNS requests from the on-premises environment reach the VPC Resolver for resolution of private domains like example.com.

By contrast, outbound endpoints are used for the opposite direction—resolving external (on-premises or internet) DNS names from within AWS VPCs. Therefore, only an inbound endpoint correctly satisfies the direction of resolution in this scenario.

Per the AWS Cloud Operations and Event Management documentation, Amazon EventBridge provides native scheduling capabilities that can trigger events at defined intervals—such as weekly, daily, or cron-based schedules.

Creating an EventBridge rule that runs every Saturday and publishes a message to an SNS topic fully automates the notification process without maintaining servers or manual jobs. This approach is serverless, highly reliable, and fully managed by AWS.

By contrast:

EC2 cron jobs (Option A) require instance management, patching, and cost overhead.

SNS subscriptions (Option C) handle message delivery, not scheduling.

Step Functions (Option D) are designed for complex workflows, not simple scheduled triggers.

Thus, Option B provides the most operationally efficient CloudOps solution by integrating EventBridge scheduled events with SNS topics for automated, recurring notifications.

According to the AWS Cloud Operations and Compute documentation, when workloads exhibit predictable traffic patterns, the best practice is to use scheduled scaling for Amazon EC2 Auto Scaling groups.

With scheduled scaling, administrators can predefine the desired capacity of an Auto Scaling group to increase before anticipated demand (in this case, before the 2-hour peak) and scale back down afterward. This ensures that sufficient compute capacity is provisioned proactively, avoiding performance degradation while maintaining cost efficiency.

AWS notes: “Scheduled actions enable scaling your Auto Scaling group at predictable times, allowing you to pre-warm instances before demand spikes.”

Manual scaling (Option D) adds operational overhead. Adjusting launch templates (Option B) doesn’t affect scaling behavior, and permanently increasing minimum capacity (Option A) wastes resources outside of peak hours.

Thus, Option C provides an automated, cost-effective, and operationally efficient CloudOps solution.