Databricks-Certified-Data-Engineer-Associate Databricks Certified Data Engineer Associate Exam Question and Answers

 To return the number of null values in the member_id column, the best option is to use the count_if function, which counts the number of rows that satisfy a given condition. In this case, the condition is that the member_id column is null. The other options are either incorrect or not supported by Spark SQL. Option A will return the number of non-null values in the member_id column. Option B will not work because there is no count_null function in Spark SQL. Option D will not work because there is no null function in Spark SQL. Option E will not work because there is no count_null function in Spark SQL. References:

• Built-in Functions - Spark SQL, Built-in Functions
• count_if - Spark SQL, Built-in Functions

 The keyword that can be used to compact the small files associated with a Delta table is OPTIMIZE. The OPTIMIZE command performs file compaction on a Delta table by rewriting a set of small files into a set of larger files1. This can improve the performance of queries that scan the table by reducing the number of files that need to be read and the amount of metadata that needs to be processed1. The OPTIMIZE command can also optionally sort the data within each file by a given set of columns, which can further improve the query performance by enabling data skipping and predicate pushdown1. The OPTIMIZE command can be applied to the whole table or to a specific partition of the table1.

The other keywords are not suitable for compacting the small files associated with a Delta table. REDUCE is a keyword used in the SQL syntax for aggregating data using a user-defined function2. COMPACTION is not a valid keyword in SQL or Python. REPARTITION is a keyword used in the Python syntax for changing the number of partitions of a DataFrame or an RDD3. VACUUM is a keyword used to remove files that are no longer referenced by a Delta table and are older than a retention threshold4.

References:

• 1: OPTIMIZE | Databricks on AWS
• 2: REDUCE | Databricks on AWS
• 3: repartition | Databricks on AWS
• 4: VACUUM | Databricks on AWS

One of the features of DLT is that it provides data quality metrics for each dataset in the pipeline, such as the number of records that pass or fail expectations, the number ofrecords that are dropped, and the number of records that are written to the target. These metrics can be accessed from the DLT pipeline page, where the data engineer can click on each table and view the data quality statistics for the latest update or any previous update. This way, they can identify which table is dropping the records and why. References:

• Monitor Delta Live Tables pipelines
• Manage data quality with Delta Live Tables

 Databricks SQL allows users to schedule queries to run automatically at a specified frequency and time zone. This can help users to keep their dashboards or alerts updated with the latest data. To schedule a query, users need to do the following steps:

• In the Query Editor, click Schedule > Add schedule to open a menu with schedule settings.
• Choose when to run the query. Use the dropdown pickers to specify the frequency, period, starting time, and time zone. Optionally, select the Show cron syntax checkbox to edit the schedule in Quartz Cron Syntax.
• Choose More options to show optional settings. Users can also choose a name for the schedule, and a SQL warehouse to power the query.
• Click Create. The query will run automatically according to the schedule.

The other options are incorrect because they do not refer to the correct location or frequency to schedule the query. The query’s page in Databricks SQL is the place where users can edit, run, or schedule the query. The SQL endpoint’s page in Databricks SQL is the place where users can manage the SQL warehouses and SQL endpoints. The Jobs UI is the place where users can create, run, or schedule jobs that execute notebooks, JARs, or Python scripts. References: Schedule a query, What are Databricks SQL alerts?, Jobs.

The DELETE command in Delta Lake allows you to remove data that matches a predicate from a Delta table. This command will delete all the rows where the value in the column age is greater than 25 from the existing Delta table my_table and save the updated table. The other options are either incorrect or do not achieve the desired result. Option A will only select the rows that match the predicate, but not delete them. Option B will update the rows that match the predicate, but not delete them. Option D will update the rows that do not match the predicate,but not delete them. Option E will delete the rows that do not match the predicate, which is the opposite of what we want. References: Table deletes, updates, and merges — Delta Lake Documentation

The SQL keyword that can be used to convert a table from a long format to a wide format is PIVOT. The PIVOT clause is used to rotate the rows of a table into columns of a new table1. The PIVOT clause can aggregate the values of a column based on the distinct values of another column, and use those values as the column names of the new table1. The PIVOT clause can be useful for transforming data from a long format, where each row represents an observation with multiple attributes, to a wide format, where each row represents an observation with a single attribute and multiple values2. For example, the PIVOT clause can be used to convert a table that contains the sales of different products by different regions into a table that contains the sales of each product by each region as separate columns1.

The other options are not suitable for converting a table from a long format to a wide format. CONVERT is a function that can be used to change the data type of an expression3. WHERE is a clause that can be used to filter the rows of a table based on a condition4. TRANSFORM is a keyword that can be used to apply a user-defined function to a group of rows in a table5. SUM is a function that can be used to calculate the total of a numeric column.

References:

• 1: PIVOT | Databricks on AWS
• 2: Reshaping Data - Long vs Wide Format | Databricks on AWS
• 3: CONVERT | Databricks on AWS
• 4: WHERE | Databricks on AWS
• 5: TRANSFORM | Databricks on AWS
• : [SUM | Databricks on AWS]

 Databricks cluster pools are a set of idle, ready-to-use instances that can reduce cluster start and auto-scaling times. This is useful for scenarios where a data team needs to run an automated report as quickly as possible, without waiting for the cluster to launch or scale up. Cluster pools can also help save costs by reusing idle instances across different clusters and avoiding DBU charges for idle instances in the pool. References: Best practices: pools | Databricks on AWS, Best practices: pools - Azure Databricks | Microsoft Learn, Best practices: pools | Databricks on Google Cloud

Option D is the correct answer because it enables the Serverless feature for the SQL endpoint, which allows the endpoint to automatically scale up and down based on the query load. This way, the endpoint can handle more concurrent queries and reduce the time it takes to return results. The Serverless feature also reduces the cold start time ofthe endpoint, which is the time it takes to start the cluster when a query is submitted to a non-running endpoint. The Serverless feature is available for both AWS and Azure Databricks platforms.

References: Databricks SQL Serverless, Serverless SQL endpoints, New Performance Improvements in Databricks SQL

Option A is the correct answer because it shows the result of an INNER JOIN between the two tables. An INNER JOIN returns only the rows that have matching values in both tables based on the join condition. In this case, the join condition is ON a.customer_id = c.customer_id, which means that only the rows that have the same customer ID in both tables will be included in the output. The output will have four columns: customer_id,name, account_id, and overdraft_amt. The output will have four rows, corresponding to the four customers who have accounts in the account table.

References: The use of INNER JOIN can be referenced from Databricks documentation on SQL JOIN or from other sources like W3Schools or GeeksforGeeks.

The reason why all of the data files and metadata files were deleted from the file system after dropping the table is that the table was managed. A managed table is a table that is created and managed by Spark SQL. It stores both the data and the metadata in the default location specified by the spark.sql.warehouse.dir configuration property. When a managed table is dropped, both the data and the metadata are deleted from the file system.

Option B is not correct, as the size of the table’s data does not affect the behavior of dropping the table. Whether the table’s data is smaller or larger than 10 GB, the data files and metadata files will be deleted if the table is managed, and will be preserved if the table is external.

Option C is not correct, for the same reason as option B.

Option D is not correct, as an external table is a table that is created and managed by the user. It stores the data in a user-specified location, and only stores the metadata in the Spark SQL catalog. When an external table is dropped, only the metadata is deleted from the catalog, but the data files are preserved in the file system.

Option E is not correct, as a table must have a location to store the data. If the location is not specified by the user, it will use the default location for managed tables. Therefore, a table without a location is a managed table, and dropping it will delete both the data and the metadata.

References:

• Managing Tables
• [Databricks Data Engineer Professional Exam Guide]

 Option E is the correct answer because it is the only mandatory requirement when creating a new Delta Live Tables pipeline. A pipeline is a data processing workflow that contains materialized views and streaming tables declared in Python or SQL source files. Delta Live Tables infers the dependencies between these tables and ensures updates occur in the correct order. To create a pipeline, you need to specify at least one notebook library to be executed, which contains the Delta Live Tables syntax. You can also specify multiple libraries of different languages within your pipeline. The other options are optional or not applicable for creating a pipeline. Option A is not required, but you can optionally provide a key-value pair configuration to customize the pipeline settings, such as the storage location, the target schema, the notifications, and the pipeline mode. Option B is not applicable, as the DBU/hour cost is determined by the cluster configuration, not the pipeline creation. Option C is not required, but you can optionally specify a storage location for the output data from the pipeline. If you leave it empty, the system uses a default location. Option D is not required, but you can optionally specify a location of a target database for the written data, either in the Hive metastore or the Unity Catalog.

References: Tutorial: Run your first Delta Live Tables pipeline, What is Delta Live Tables?, Create a pipeline, Pipeline configuration.

The expected behavior when a batch of data containing data that violates the expectation is processed is that the job will fail. This is because the expectation clause has the ON VIOLATION FAIL UPDATE option, which means that if any record in the batch does not meet the expectation, the entire batch will be rejected and the job will fail. This option is useful for enforcing strict data quality rules and preventing invalid data from entering the target dataset.

Option A is not correct, as the ON VIOLATION FAIL UPDATE option does not drop the records that violate the expectation, but fails the entire batch. To drop the records that violate the expectation and record them as invalid in the event log, the ON VIOLATION DROP RECORD option should be used.

Option C is not correct, as the ON VIOLATION FAIL UPDATE option does not drop the records that violate the expectation, but fails the entire batch. To drop the records that violate the expectation and load them into a quarantine table, the ON VIOLATION QUARANTINE RECORD option should be used.

Option D is not correct, as the ON VIOLATION FAIL UPDATE option does not add the records that violate the expectation, but fails the entire batch. To add the records that violate the expectation and record them as invalid in the event log, the ON VIOLATION LOG RECORD option should be used.

Option E is not correct, as the ON VIOLATION FAIL UPDATE option does not add the records that violate the expectation, but fails the entire batch. To add the records that violate the expectation and flag them as invalid in a field added to the target dataset, the ON VIOLATION FLAG RECORD option should be used.

References:

• Delta Live Tables Expectations
• [Databricks Data Engineer Professional Exam Guide]

The COPY INTO statement is an idempotent operation, which means that it will skip any files that have already been loaded into the target table1. This ensures that the data is not duplicated or corrupted by multiple attempts to load the same file. Therefore, if the data engineer runs the same command every day without specifying the names of the files to be copied with the FILES keyword or a glob pattern with the PATTERN keyword, the statement will only copy the first file that matches the source location and ignore the rest. To avoid this problem, the data engineer should either use the FILES or PATTERN keywords to filter the files to be copied based on the date or some other criteria, or delete the files from the source location after they are copied into the table2. References: 1: COPY INTO | Databricks on AWS 2: Get started using COPY INTO to load data | Databricks on AWS

The array functions from Spark SQL are a subset of the collection functions that operate on array columns1. They provide an ability to work with complex, nested data ingested from JSON files or other sources2. For example, the explode function can be used to transform an array column into multiple rows, one for each element in the array3. The array_contains function can be used to check if a value is present in an array column4. The array_join function can be used to concatenate all elements of an array column with a delimiter. These functions can be useful for processing JSON data that may have nested arrays or objects. References: 1: Spark SQL, Built-in Functions - Apache Spark 2: Spark SQL Array Functions Complete List - Spark By Examples 3: Spark SQL Array Functions - Syntax and Examples - DWgeek.com 4: Spark SQL, Built-in Functions - Apache Spark : Spark SQL, Built-in Functions - Apache Spark : [Working with Nested Data Using Higher Order Functions in SQL on Databricks - The Databricks Blog]

A webhook alert destination is a notification destination that allows Databricks to send HTTP POST requests to a third-party endpoint when an alert is triggered. This enables the data engineer to integrate Databricks alerts with their preferred messaging or collaboration platform, such as Slack, Microsoft Teams, or PagerDuty. To set up a webhook alert destination, the data engineer needs to create and configure a webhook connector in their messaging platform, and then add the webhook URL to the Databricks notification destination. After that, the data engineer can create an alert for their Databricks SQL query, and select the webhook alert destination as the notification destination. The alert can be configured with a custom condition, such as when the number of stores with $0 in sales is greater than zero, and a custom message template, such as “Alert: {number_of_stores} stores have $0 in sales”. The alert can also be configured with a recurrence interval, such as every hour, to check the query result periodically. When the alert condition is met, the data engineer and their team will receive a notification via the messaging webhook, with the custom message and a link to the Databricks SQL query. The other options are either not suitable for sending notifications via a messaging webhook (A, B, E), or not suitable for sending recurring notifications ©. References: Databricks Documentation -Manage notification destinations, Databricks Documentation - Create alerts for Databricks SQL queries, Databricks Documentation - Configure alert conditions and messages.

Databricks Repos is a visual Git client and API in Databricks that supports common Git operations such as commit, pull, push, branch management, and visual comparison of diffs when committing1. However, merge is not supported in the Git dialog2. You need to use the Repos UI or your Git provider to merge branches3. Merge is a way to combine the commit history from one branch into another branch1. During a merge, a merge conflict is encountered when Git cannot automatically combine code from one branch into another. Merge conflicts require manual resolution before a merge can be completed1. References: 4: Run Git operations on Databricks Repos4, 1: CI/CD techniques with Git and Databricks Repos1, 3: Collaborate in Repos3, 2: Databricks Repos - What it is and how we can use it2.

Databricks Repos is a visual Git client and API in Databricks that supports common Git operations such as commit, pull, push, merge, and branch management. However, to clone a remote Git repository to a Databricks repo, you must use the Databricks UI or API. You cannot clone a Git repo using the CLI through a cluster’s web terminal, as the files won’t display in the Databricks UI1. References: 1: Run Git operations on Databricks Repos | Databricks on AWS2

The best action that the data engineer can perform to improve the start up time for the clusters used for the Job is to use clusters that are from a cluster pool. A cluster pool is a set of idle clusters that can be used by jobs or interactive sessions. By using a cluster pool, the data engineer can avoid the cluster creation time and reduce the latency of the tasks. Cluster pools also offer cost savings and resource efficiency, as they can be shared by multiple users and jobs.

Option A is not relevant, as endpoints available in Databricks SQL are used for creating and managing SQL analytics workloads, not for improving cluster start up time.

Option B is not correct, as jobs clusters and all-purpose clusters have similar start up times. Jobs clusters are clusters that are dedicated to run a single job and are terminated when the job is completed. All-purpose clusters are clusters that can be used for multiple purposes, such as interactive sessions, notebooks, or multiple jobs. Both types of clusters can benefit from using a cluster pool.

Option C is not advisable, as configuring the clusters to be single-node will reduce the parallelism and performance of the tasks. Single-node clusters are clusters that have only one worker node and are typically used for testing or development purposes. They are not suitable for running production jobs that require high scalability and fault tolerance.

Option E is not helpful, as configuring the clusters to autoscale for larger data sizes will not affect the start up time of the clusters. Autoscaling is a feature that allows clusters to dynamically adjust the number of worker nodes based on the workload. It can helpoptimize the resource utilization and cost efficiency of the clusters, but it does not speed up the cluster creation process.

References:

• Cluster Pools
• Jobs
• Clusters
• [Databricks Data Engineer Professional Exam Guide]

https://www.databricks.com/blog/2021/10/20/introducing-sql-user-defined-functions.html

 In Databricks SQL, you can use scheduled query executions to update your dashboards or enable routine alerts. By default, your queries do not have a schedule. To set the schedule, you can use the dropdown pickers to specify the frequency, period, starting time, and time zone. You can also choose to end the schedule on a certain date by selecting the End date checkbox and picking a date from the calendar. This way, you can ensure that the query does not run beyond the first week of the project’s release and does not incur any additional cost. Option A is incorrect, as setting a limit to the number of DBUs does not stop the query from running. Option B is incorrect, as there is no option to end the schedule after a certain number of refreshes. Option C is incorrect, as there is a way to ensure the query does not cost the organization money beyond the first week of the project’s release. Option D is incorrect, as setting a limit to the number of individuals who can manage the query’s refresh schedule does not affect the query’s execution or cost. References: Schedule a query, Schedule a query - Azure Databricks - Databricks SQL

 To append a new record to an existing Delta table, you can use the INSERT INTO statement with the VALUES clause. This statement will insert one or more rows into the table with the specified values. Option A is the only code block that follows this syntax correctly. Option B is incorrect, as it uses the UNION operator, which will return a new table that is the union of two tables, not append to an existing table. Option C is incorrect, as it uses the INSERTVALUES statement, which is not a valid SQL syntax. Option D is incorrect, as it uses the UPDATE statement, which will modify existing rows in the table, not append new rows. Option E is incorrect, as it uses the UPDATE VALUES statement, which is also not a valid SQL syntax. References: Insert data into a table using SQL | Databricks on AWS, Insert data into a table using SQL - Azure Databricks, Delta Lake Quickstart - Azure Databricks

Delta Lake is the optimized storage layer that provides the foundation for storing data and tables in the Databricks lakehouse. Delta Lake is open source software that extends Parquet data files with a file-based transaction log for ACID transactions and scalable metadata handling1. Delta Lake stores its data and metadata in a collection of files in a directory on a cloud storage system, such as AWS S3 or Azure Data Lake Storage2. Each Delta table has a transaction log that records the history of operations performed on the table, such as insert, update, delete, merge, etc. The transaction log also stores the schema and partitioning information of the table2. The transaction log enables Delta Lake to provide ACID guarantees, time travel, schema enforcement, and other features1. References:

• What is Delta Lake? | Databricks on AWS
• Quickstart — Delta Lake Documentation

In Databricks, when creating a table, you can add a comment to columns or the entire table to provide more information about the data it contains. In this case, since it’s organization policy toindicate that the new table includes personally identifiable information (PII), option D is correct. The line of code would be added after defining the table structure and before closing with a semicolon. References: Data Engineer Associate Exam Guide, CREATE TABLE USING (Databricks SQL)

The command DESCRIBE DATABASE customer360; will return the location of the database customer360, along with its comment and properties. This command is an alias for DESCRIBE SCHEMA customer360;, which can also be used to get the same information. Theother commands will either drop the database, alter its properties, or use it as the current database, but will not return its location12. References:

• DESCRIBE DATABASE | Databricks on AWS
• DESCRIBE DATABASE - Azure Databricks - Databricks SQL

The processingTime option specifies a time-based trigger interval for fixed interval micro-batches. This means that the query will execute a micro-batch to process data every 5 seconds, regardless of how much data is available. This option is suitable for near-real time processing workloads that require low latency and consistent processing frequency. The other options are either invalid syntax (A, C), default behavior (B), or experimental feature (E). References: Databricks Documentation - Configure Structured Streaming trigger intervals, Databricks Documentation - Trigger.