Data-Engineer-Associate AWS Certified Data Engineer - Associate (DEA-C01) Question and Answers

AWS Step Functions allows you to orchestrate ETL jobs and workflows by integrating with AWS Glue and EventBridge. It supports both scheduled and event-driven executions with minimal operational overhead, making it ideal for hybrid triggering.

AWS Glue workflows are limited in orchestration logic.

MWAA (option B) is powerful but requires more infrastructure management.

EMR Serverless + Lambda (option D) is possible but involves more components.

“Use Step Functions to coordinate multiple services like Glue and EventBridge for event-driven or scheduled workflows.”

Problem Analysis:

The company uses DynamoDB for gaming data storage and needs to ingest data into Amazon OpenSearch Service in near real time.

Data updates must propagate quickly to OpenSearch for analytics or search purposes.

Key Considerations:

DynamoDB Streams provide near-real-time capture of table changes (inserts, updates, and deletes).

Integration with AWS Lambda allows seamless processing of these changes.

OpenSearch offers APIs for indexing and updating documents, which Lambda can invoke.

Solution Analysis:

Option A: Step Functions with Periodic Export

Not suitable for near-real-time updates; introduces significant latency.

Operationally complex to manage periodic exports and S3 data ingestion.

Option B: AWS Glue Job

AWS Glue is designed for ETL workloads but lacks real-time processing capabilities.

Option C: DynamoDB Streams + Lambda

DynamoDB Streams capture changes in near real time.

Lambda can process these streams and use the OpenSearch API to update the index.

This approach provides low latency and seamless integration with minimal operational overhead.

Option D: Custom OpenSearch Plugin

Writing a custom plugin adds complexity and is unnecessary with existing AWS integrations.

Implementation Steps:

Enable DynamoDB Streams for the relevant DynamoDB tables.

Create a Lambda function to process stream records:

Parse insert, update, and delete events.

Use OpenSearch APIs to index or update documents based on the event type.

Set up a trigger to invoke the Lambda function whenever there are changes in the DynamoDB Stream.

Monitor and log errors for debugging and operational health.

Amazon DynamoDB Streams Documentation

AWS Lambda and DynamoDB Integration

Amazon OpenSearch Service APIs

Problem Analysis:

The company needs to migrate both an application and an on-premises Apache Kafka server to AWS.

Incremental updates from an on-premises Oracle database are processed by Kafka.

The solution must follow a replatform migration strategy, prioritizing minimal changes and low management overhead.

Key Considerations:

Replatform Strategy: This approach keeps the application and architecture as close to the original as possible, reducing the need for refactoring.

The solution must provide a managed Kafka service to minimize operational burden.

Low overhead solutions like serverless services are preferred.

Solution Analysis:

Option A: Kinesis Data Streams

Kinesis Data Streams is an AWS-native streaming service but is not a direct substitute for Kafka.

This option would require significant application refactoring, which does not align with the replatform strategy.

Option B: MSK Provisioned Cluster

Managed Kafka service with fully configurable clusters.

Provides the same Kafka APIs but requires cluster management (e.g., scaling, patching), increasing management overhead.

Option C: Amazon Kinesis Data Firehose

Kinesis Data Firehose is designed for data delivery rather than real-time streaming and processing.

Not suitable for Kafka-based applications.

Option D: MSK Serverless

MSK Serverless eliminates the need for cluster management while maintaining compatibility with Kafka APIs.

Automatically scales based on workload, reducing operational overhead.

Ideal for replatform migrations, as it requires minimal changes to the application.

Final Recommendation:

Amazon MSK Serverless is the best solution for migrating the Kafka server and application with minimal changes and the least management overhead.

Amazon MSK Serverless Overview

Comparison of Amazon MSK and Kinesis

The correct solution is C: AWS Secrets Manager.

Why? AWS Secrets Manager is a fully managed service that helps you protect access to your applications, services, and IT resources without the upfront cost and complexity of managing your own hardware security module (HSM) infrastructure.

It allows for automatic rotation of secrets without requiring changes to the application code, meeting the requirement of minimal operational overhead.

Applications can securely retrieve credentials using Secrets Manager APIs, and the service integrates with AWS Identity and Access Management (IAM) to control access to secrets.

“You can use Secrets Manager to store credentials and to configure automatic rotation.”

To achieve the most cost-effective storage solution, the data engineer needs to use an S3 Lifecycle policy that transitions objects to lower-cost storage classes based on their access patterns, and deletes them when they are no longer needed. The storage classes should also provide high availability, which means they should be resilient to the loss of data in a single Availability Zone1. Therefore, the solution must include the following steps:

Transition objects to S3 Standard-Infrequent Access (S3 Standard-IA) after 6 months. S3 Standard-IA is designed for data that is accessed less frequently, but requires rapid access when needed. It offers the same high durability, throughput, and low latency as S3 Standard, but with a lower storage cost and a retrieval fee2. Therefore, it is suitable for data files that are accessed once or twice each month. S3 Standard-IA also provides high availability, as it stores data redundantly across multiple Availability Zones1.

Transfer objects to S3 Glacier Deep Archive after 2 years. S3 Glacier Deep Archive is the lowest-cost storage class that offers secure and durable storage for data that is rarely accessed and can tolerate a 12-hour retrieval time. It is ideal for long-term archiving and digital preservation3. Therefore, it is suitable for data files that are accessed only once or twice each year. S3 Glacier Deep Archive also provides high availability, as it stores data across at least three geographically dispersed Availability Zones1.

Delete objects when they are no longer needed. The data engineer can specify an expiration action in the S3 Lifecycle policy to delete objects after a certain period of time. This will reduce the storage cost and comply with any data retention policies.

Option C is the only solution that includes all these steps. Therefore, option C is the correct answer.

Option A is incorrect because it transitions objects to S3 One Zone-Infrequent Access (S3 One Zone-IA) after 6 months. S3 One Zone-IA is similar to S3 Standard-IA, but it stores data in a single Availability Zone. This means it has a lower availability and durability than S3 Standard-IA, and it is not resilient to the loss of data in a single Availability Zone1. Therefore, it does not provide high availability as required.

Option B is incorrect because it transfers objects to S3 Glacier Flexible Retrieval after 2 years. S3 Glacier Flexible Retrieval is a storage class that offers secure and durable storage for data that is accessed infrequently and can tolerate a retrieval time of minutes to hours. It is more expensive than S3 Glacier Deep Archive, and it is not suitable for data that is accessed only once or twice each year3. Therefore, it is not the most cost-effective option.

Option D is incorrect because it combines the errors of option A and B. It transitions objects to S3 One Zone-IA after 6 months, which does not provide high availability, and it transfers objects to S3 Glacier Flexible Retrieval after 2 years, which is not the most cost-effective option.

1: Amazon S3 storage classes - Amazon Simple Storage Service

2: Amazon S3 Standard-Infrequent Access (S3 Standard-IA) - Amazon Simple Storage Service

3: Amazon S3 Glacier and S3 Glacier Deep Archive - Amazon Simple Storage Service

[4]: Expiring objects - Amazon Simple Storage Service

[5]: Managing your storage lifecycle - Amazon Simple Storage Service

[6]: Examples of S3 Lifecycle configuration - Amazon Simple Storage Service

[7]: Amazon S3 Lifecycle further optimizes storage cost savings with new features - What’s New with AWS

To ensure that Branch B is up to date with the latest changes in the master branch before submitting a pull request, the correct approach is to perform a git rebase. This command rewrites the commit history so that Branch B will be based on the latest changes in the master branch.

git rebase master:

This command moves the commits of Branch B to be based on top of the latest state of the master branch. It allows the developer to resolve any conflicts and create a clean history.

The Amazon Redshift Data API enables you to interact with your Amazon Redshift data warehouse in an easy and secure way. You can use the Data API to run SQL commands, such as loading data into tables, without requiring a persistent connection to the cluster. The Data API also integrates with Amazon EventBridge, which allows you to monitor the execution status of your SQL commands and trigger actions based on events. By using the Data API to publish an event to EventBridge, the data engineer can invoke the Lambda function that writes the load statuses to the DynamoDB table. This solution is scalable, reliable, and cost-effective. The other options are either not possible or not optimal. You cannot use a second Lambda function to invoke the first Lambda function based on CloudWatch or CloudTrail events, as these services do not capture the load status of Redshift tables. You can use the Data API to publish a message to an SQS queue, but this would require additional configuration and polling logic to invoke the Lambda function from the queue. This would also introduce additional latency and cost. References:

Using the Amazon Redshift Data API

Using Amazon EventBridge with Amazon Redshift

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 2: Data Store Management, Section 2.2: Amazon Redshift

 Using an S3 bucket that is in the same AWS Region where the company runs Athena queries can improve query performance by reducing data transfer latency and costs. Preprocessing the .csv data to Apache Parquet format can also improve query performance by enabling columnar storage, compression, and partitioning, which can reduce the amount of data scanned and fetched by the query. These solutions can optimize the storage solution for the POC test without requiring much effort or changes to the existing data pipeline. The other solutions are not optimal or relevant for this requirement. Adding a randomized string to the beginning of the keys in Amazon S3 can improve the throughput across partitions, but it can also make the data harder to query and manage. Using an S3 bucket that is in the same account that uses Athena to query the data does not have any significant impact on query performance, as long as the proper permissions are granted. Preprocessing the .csv data to JSON format does not offer any benefits over the .csv format, as both are row-based and verbose formats that require more data scanning and fetching than columnar formats like Parquet. References:

Best Practices When Using Athena with AWS Glue

Optimizing Amazon S3 Performance

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

To improve data encoding for Amazon Redshift tables where sub-optimal encoding has been applied, the correct approach is to analyze the table to determine the optimal encoding based on the data distribution and characteristics.

Option B: Run the ANALYZE COMPRESSION command against the identified tables. Manually update the compression encoding of columns based on the output of the command.The ANALYZE COMPRESSION command in Amazon Redshift analyzes the columnar data and suggests the best compression encoding for each column. The output provides recommendations for changing the current encoding to improve storage efficiency and query performance. After analyzing, you can manually apply the recommended encoding to the columns.

Option A (ANALYZE command) is incorrect because it is primarily used to update statistics on tables, not to analyze or suggest compression encoding.

Options C and D (VACUUM commands) deal with reclaiming disk space and reorganizing data, not optimizing compression encoding.

To enable the Lambda function to connect to the RDS DB instance privately without using the public internet, the best combination of steps is to configure the Lambda function to run in the same subnet that the DB instance uses, and attach the same security group to the Lambda function and the DB instance. This way, the Lambda function and the DB instance can communicate within the same private network, and the security group can allow traffic between them on the database port. This solution has the least operational overhead, as it does not require any changes to the public access setting, the network ACL, or the security group of the DB instance.

The other options are not optimal for the following reasons:

A. Turn on the public access setting for the DB instance. This option is not recommended, as it would expose the DB instance to the public internet, which can compromise the security and privacy of the data. Moreover, this option would not enable the Lambda function to connect to the DB instance privately, as it would still require the Lambda function to use the public internet to access the DB instance.

B. Update the security group of the DB instance to allow only Lambda function invocations on the database port. This option is not sufficient, as it would only modify the inbound rules of the security group of the DB instance, but not the outbound rules of the security group of the Lambda function. Moreover, this option would not enable the Lambda function to connect to the DB instance privately, as it would still require the Lambda function to use the public internet to access the DB instance.

E. Update the network ACL of the private subnet to include a self-referencing rule that allows access through the database port. This option is not necessary, as the network ACL of the private subnet already allows all traffic within the subnet by default. Moreover, this option would not enable the Lambda function to connect to the DB instance privately, as it would still require the Lambda function to use the public internet to access the DB instance.

1: Connecting to an Amazon RDS DB instance

2: Configuring a Lambda function to access resources in a VPC

3: Working with security groups

Network ACLs

The company is facing performance issues loading data into Amazon Redshift because it is issuing separate COPY commands for each data file location. The most efficient way to increase the speed of data ingestion into Redshift without increasing the cost is to use a manifest file.

Option D: Create a manifest file that contains the data file locations. Use a COPY command to load the data into Amazon Redshift.A manifest file provides a list of all the data files, allowing the COPY command to load all files in parallel from different locations in Amazon S3. This significantly improves the loading speed without adding costs, as it optimizes the data loading process in a single COPY operation.

Other options (A, B, C) involve additional steps that would either increase the cost (provisioning clusters, using Glue, etc.) or do not address the core issue of needing a unified and efficient COPY process.

To reclaim the most storage space from a materialized view in Amazon Redshift, you should use a DELETE operation that removes all rows from the view. The most efficient way to remove all rows is to use a condition that always evaluates to true, such as 1=1. This will delete all rows without needing to evaluate each row individually based on specific column values like load_date.

Option A: DELETE FROM materialized_view_name WHERE 1=1;This statement will delete all rows in the materialized view and free up the space. Since materialized views in Redshift store precomputed data, performing a DELETE operation will remove all stored rows.

Other options either involve inappropriate SQL statements (e.g., VACUUM in option C is used for reclaiming storage space in tables, not materialized views), or they don’t remove data effectively in the context of a materialized view (e.g., TRUNCATE cannot be used directly on a materialized view).

This solution will meet the requirements with the least operational overhead because it uses the AWS Glue Data Catalog as the central metadata repository for data sources that run in the AWS Cloud. The AWS Glue Data Catalog is a fully managed service that provides a unified view of your data assets across AWS and on-premises data sources. It stores the metadata of your data in tables, partitions, and columns, and enables you to access and query your data using various AWS services, such as Amazon Athena, Amazon EMR, and Amazon Redshift Spectrum. You can use AWS Glue crawlers to connect to multiple data stores, such as Amazon RDS, Amazon Redshift, and Amazon S3, and to update the Data Catalog with metadata changes. AWS Glue crawlers can automatically discover the schema and partition structure of your data, and create or update the corresponding tables in the Data Catalog. You can schedule the crawlers to run periodically to update the metadata catalog, and configure them to detect changes to the source metadata, such as new columns, tables, or partitions12.

The other options are not optimal for the following reasons:

A. Use Amazon Aurora as the data catalog. Create AWS Lambda functions that will connect to the data catalog. Configure the Lambda functions to gather the metadata information from multiple sources and to update the Aurora data catalog. Schedule the Lambda functions to run periodically. This option is not recommended, as it would require more operational overhead to create and manage an Amazon Aurora database as the data catalog, and to write and maintain AWS Lambda functions to gather and update the metadata information from multiple sources. Moreover, this option would not leverage the benefits of the AWS Glue Data Catalog, such as data cataloging, data transformation, and data governance.

C. Use Amazon DynamoDB as the data catalog. Create AWS Lambda functions that will connect to the data catalog. Configure the Lambda functions to gather the metadata information from multiple sources and to update the DynamoDB data catalog. Schedule the Lambda functions to run periodically. This option is also not recommended, as it would require more operational overhead to create and manage an Amazon DynamoDB table as the data catalog, and to write and maintain AWS Lambda functions to gather and update the metadata information from multiple sources. Moreover, this option would not leverage the benefits of the AWS Glue Data Catalog, such as data cataloging, data transformation, and data governance.

D. Use the AWS Glue Data Catalog as the central metadata repository. Extract the schema for Amazon RDS and Amazon Redshift sources, and build the Data Catalog. Use AWS Glue crawlers for data that is in Amazon S3 to infer the schema and to automatically update the Data Catalog. This option is not optimal, as it would require more manual effort to extract the schema for Amazon RDS and Amazon Redshift sources, and to build the Data Catalog. This option would not take advantage of the AWS Glue crawlers’ ability to automatically discover the schema and partition structure of your data from various data sources, and to create or update the corresponding tables in the Data Catalog.

1: AWS Glue Data Catalog

2: AWS Glue Crawlers

Amazon Aurora

AWS Lambda

Amazon DynamoDB

The telecommunications company needs a low-latency solution to detect sudden drops in network usage from real-time data collected throughout the day.

Option B: Modify the processing application to publish the data to an Amazon Kinesis data stream. Create an Amazon Managed Service for Apache Flink (Amazon Kinesis Data Analytics) application to detect drops in network usage.Using Amazon Kinesis with Managed Service for Apache Flink (formerly Kinesis Data Analytics) is ideal for real-time stream processing with minimal latency. Flink can analyze the incoming data stream in real-time and detect anomalies, such as sudden drops in usage, which makes it the best fit for this scenario.

Other options (A, C, and D) either introduce unnecessary delays (e.g., querying databases) or do not provide the same real-time, low-latency processing that is critical for this use case.

 Lambda layers are a way to share code and dependencies across multiple Lambda functions. By packaging the custom Python scripts into Lambda layers, the data engineer can update the scripts in one place and have them automatically applied to all the Lambda functions that use the layer. This reduces the manual effort and ensures consistency across the Lambda functions. The other options are either not feasible or not efficient. Storing a pointer to the custom Python scripts in the execution context object or in environment variables would require the Lambda functions to download the scripts from Amazon S3 every time they are invoked, which would increase latency and cost. Assigning the same alias to each Lambda function would not help with updating the Python scripts, as the alias only points to a specific version of the Lambda function code. References:

AWS Lambda layers

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 3: Data Ingestion and Transformation, Section 3.4: AWS Lambda

The requirement involves transforming CSV files by renaming columns, removing rows, and other operations with minimal development effort. AWS Glue DataBrew is the best solution here because it allows you to visually create transformation recipes without writing extensive code.

Option D: Use AWS Glue DataBrew recipes to read and transform the CSV files.DataBrew provides a visual interface where you can build transformation steps (e.g., renaming columns, filtering rows, creating new columns, etc.) as a "recipe" that can be applied to datasets, making it easy to handle complex transformations on CSV files with minimal coding.

Other options (A, B, C) involve more manual development and configuration effort (e.g., writing Python jobs or creating custom workflows in Glue) compared to the low-code/no-code approach of DataBrew.

To create a new table named cities_usa in Amazon Athena based on a subset of data from the existing cities_world table, you should use an INSERT INTO statement combined with a SELECT statement to filter only the records where the country is 'usa'. The correct SQL syntax would be:

Option A: INSERT INTO cities_usa (city, state) SELECT city, state FROM cities_world WHERE country='usa';This statement inserts only the cities and states where the country column has a value of 'usa' from the cities_world table into the cities_usa table. This is a correct approach to create a new table with data filtered from an existing table in Athena.

Options B, C, and D are incorrect due to syntax errors or incorrect SQL usage (e.g., the MOVE command or the use of UPDATE in a non-relevant context).

The original query does not return results for all of the products because the year column in the sales_data table is not an integer, but a timestamp. Therefore, the WHERE clause does not filter the data correctly, and only returns the products that have a null value for the year column. To fix this, the data engineer should use the extract function to extract the year from the timestamp and compare it with 2023. This way, the query will return the correct results for all of the products in the sales_data table. The other options are either incorrect or irrelevant, as they do not address the root cause of the issue. Replacing sum with count does not change the filtering condition, adding HAVING clause does not affect the grouping logic, and removing the GROUP BY clause does not solve the problem of missing products. References:

Troubleshooting JSON queries - Amazon Athena (Section: JSON related errors)

When I query a table in Amazon Athena, the TIMESTAMP result is empty (Section: Resolution)

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide (Chapter 7, page 197)

AWS Glue Data Quality transforms allow you to define built-in rules like IsComplete for null validation and ReferentialIntegrity for relationship validation—all with minimal code and operational overhead.

“Use AWS Glue Data Quality rules such as IsComplete and ReferentialIntegrity within ETL jobs to automatically validate incoming data.”

Reserved concurrency allows you to dedicate a portion of your account’s available concurrency to a specific Lambda function. This ensures that the function always has sufficient capacity, regardless of how many other functions are running. It's more cost-effective than provisioned concurrency, which reserves warm environments at a higher cost.

“You can use reserved concurrency to guarantee that your critical Lambda functions have the capacity to run as needed without being throttled by other functions.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Provisioned concurrency would be overkill unless latency is also a concern for cold starts, which isn’t stated in this case.

Lake Formation requires that S3 locations be registered before they can be accessed by AWS Glue crawlers, jobs, or queries. Registering the location associates it with the Lake Formation permissions framework.

“Before AWS Glue crawlers can access an S3 path managed by Lake Formation, the S3 location must be registered in Lake Formation.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Amazon Redshift data sharing now supports bi-directional and selective write access through datashare namespaces.

This allows centralized management of permissions from headquarters while giving Regional clusters controlled write access to specific datasets — adhering to least privilege and minimizing admin overhead.

“Use Redshift datashares with write permissions and namespaces to enable controlled cross-Region data collaboration while maintaining centralized governance.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This configuration ensures near real-time inventory updates, centralized access management, and compliance with AWS security best practices.

 Amazon AppFlow is a fully managed integration service that enables you to securely transfer data between SaaS applications and AWS services like Amazon S3 and Amazon Redshift. Amazon AppFlow supports many SaaS applications as data sources and targets, and allows you to configure data flows with a few clicks. Amazon AppFlow also provides features such as data transformation, filtering, validation, and encryption to prepare and protect your data. Amazon AppFlow meets the requirements of the media company with the least operational overhead, as it eliminates the need to write code, manage infrastructure, or monitor data pipelines. References:

Amazon AppFlow

Amazon AppFlow | SaaS Integrations List

Get started with data integration from Amazon S3 to Amazon Redshift using AWS Glue interactive sessions

DynamoDB Time to Live (TTL) automatically expires and deletes items based on a timestamp attribute — it requires minimal setup and runs without additional infrastructure.

The engineer only needs to define a TTL attribute (e.g., expiration_time) and set its epoch value when items are inserted.

“To automatically delete old items from a DynamoDB table, enable TTL and define a timestamp attribute. Items are removed automatically after the specified time with no extra maintenance.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This is serverless, free, and requires no scheduling or code-based cleanup.

S3 Intelligent-Tiering is a storage class that automatically moves objects between four access tiers based on the changing access patterns. The default access tier consists of two tiers: Frequent Access and Infrequent Access. Objects in the Frequent Access tier have the same performance and availability as S3 Standard, while objects in the Infrequent Access tier have the same performance and availability as S3 Standard-IA. S3 Intelligent-Tiering monitors the access patterns of each object and moves them between the tiers accordingly, without any operational overhead or retrieval fees. This solution can optimize S3 storage costs for data with unpredictable and variable access patterns, while ensuring millisecond latency for data retrieval. The other solutions are not optimal or relevant for this requirement. Using S3 Storage Lens standard metrics and activity metrics can provide insights into the storage usage and access patterns, but they do not automate the data movement between storage classes. Creating S3 Lifecycle policies for the S3 buckets can move objects to more cost-optimized storage classes, but they require manual configuration and maintenance, and they may incur retrieval fees for data that is accessed unexpectedly. Activating the Deep Archive Access tier for S3 Intelligent-Tiering can further reduce the storage costs for data that is rarely accessed, but it also increases the retrieval time to 12 hours, which does not meet the requirement of millisecond latency. References:

S3 Intelligent-Tiering

S3 Storage Lens

S3 Lifecycle policies

[AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide]

 Changing the distribution key to the table column that has the largest dimension will help to balance the load more evenly across all five compute nodes. The distribution key determines how the rows of a table are distributed among the slices of the cluster. If the distribution key is not chosen wisely, it can cause data skew, meaning some slices will have more data than others, resulting in uneven CPU load and query performance. By choosing the table column that has the largest dimension, meaning the column that has the most distinct values, as the distribution key, the data engineer can ensure that the rows are distributed more uniformly across the slices, reducing data skew and improving query performance.

The other options are not solutions that will meet the requirements. Option A, changing the sort key to be the data column that is most often used in a WHERE clause of the SQL SELECT statement, will not affect the data distribution or the CPU load. The sort key determines the order in which the rows of a table are stored on disk, which can improve the performance of range-restricted queries, but not the load balancing. Option C, upgrading the reserved node from ra3.4xlarge to ra3.16xlarge, will not maintain the current number of compute nodes, as it will increase the cost and the capacity of the cluster. Option D, changing the primary key to be the data column that is most often used in a WHERE clause of the SQL SELECT statement, will not affect the data distribution or the CPU load either. The primary key is a constraint that enforces the uniqueness of the rows in a table, but it does not influence the data layout or the query optimization. References:

Choosing a data distribution style

Choosing a data sort key

Working with primary keys

 Option C is the best solution to meet the requirements with the least effort because server-side encryption with AWS KMS keys (SSE-KMS) is a feature that allows you to encrypt data at rest in Amazon S3 using keys managed by AWS Key Management Service (AWS KMS). AWS KMS is a fully managed service that enables you to create and manage encryption keys for your AWS services and applications. AWS KMS also allows you to define granular access policies for your keys, such as who can use them to encrypt and decrypt data, and under what conditions. By using SSE-KMS, you can protect your S3 objects by using encryption keys that only specific employees can access, without having to manage the encryption and decryption process yourself.

Option A is not a good solution because it involves using AWS CloudHSM, which is a service that provides hardware security modules (HSMs) in the AWS Cloud. AWS CloudHSM allows you to generate and use your own encryption keys on dedicated hardware that is compliant with various standards and regulations. However, AWS CloudHSM is not a fully managed service and requires more effort to set up and maintain than AWS KMS. Moreover, AWS CloudHSM does not integrate with Amazon S3, so you have to configure the process that writes to S3 to make calls to CloudHSM to encrypt and decrypt the objects, which adds complexity and latency to the data protection process.

Option B is not a good solution because it involves using server-side encryption with customer-provided keys (SSE-C), which is a feature that allows you to encrypt data at rest in Amazon S3 using keys that you provide and manage yourself. SSE-C requires you to send your encryption key along with each request to upload or retrieve an object. However, SSE-C does not provide any mechanism to restrict access to the keys that encrypt the objects, so you have to implement your own key management and access control system, which adds more effort and risk to the data protection process.

Option D is not a good solution because it involves using server-side encryption with Amazon S3 managed keys (SSE-S3), which is a feature that allows you to encrypt data at rest in Amazon S3 using keys that are managed by Amazon S3. SSE-S3 automatically encrypts and decrypts your objects as they are uploaded and downloaded from S3. However, SSE-S3 does not allow you to control who can access the encryption keys or under what conditions. SSE-S3 uses a single encryption key for each S3 bucket, which is shared by all users who have access to the bucket. This means that you cannot restrict access to the keys that encrypt the objects by specific employees, which does not meet the requirements.

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

Protecting Data Using Server-Side Encryption with AWS KMS–Managed Encryption Keys (SSE-KMS) - Amazon Simple Storage Service

What is AWS Key Management Service? - AWS Key Management Service

What is AWS CloudHSM? - AWS CloudHSM

Protecting Data Using Server-Side Encryption with Customer-Provided Encryption Keys (SSE-C) - Amazon Simple Storage Service

Protecting Data Using Server-Side Encryption with Amazon S3-Managed Encryption Keys (SSE-S3) - Amazon Simple Storage Service

AWS Database Migration Service (AWS DMS) is a cloud service that makes it possible to migrate relational databases, data warehouses, NoSQL databases, and other types of data stores to AWS quickly, securely, and with minimal downtime and zero data loss1. AWS DMS supports migration between 20-plus database and analytics engines, such as Microsoft SQL Server to Amazon RDS for SQL Server2. AWS DMS takes over many of the difficult or tedious tasks involved in a migration project, such as capacity analysis, hardware and software procurement, installation and administration, testing and debugging, and ongoing replication and monitoring1. AWS DMS is a cost-effective solution, as you only pay for the compute resources and additional log storage used during the migration process2. AWS DMS is the best solution for the company to migrate the financial transaction data from the on-premises Microsoft SQL Server database to AWS, as it meets the requirements of minimal downtime, zero data loss, and low cost.

Option A is not the best solution, as AWS Lambda is a serverless compute service that lets you run code without provisioning or managing servers, but it does not provide any built-in features for database migration. You would have to write your own code to extract, transform, and load the data from the source to the target, which would increase the operational overhead and complexity.

Option C is not the best solution, as AWS Direct Connect is a service that establishes a dedicated network connection from your premises to AWS, but it does not provide any built-in features for database migration. You would still need to use another service or tool to perform the actual data transfer, which would increase the cost and complexity.

Option D is not the best solution, as AWS DataSync is a service that makes it easy to transfer data between on-premises storage systems and AWS storage services, such as Amazon S3, Amazon EFS, and Amazon FSx for Windows File Server, but it does not support Amazon RDS for SQL Server as a target. You would have to use another service or tool to migrate the data from Amazon S3 to Amazon RDS for SQL Server, which would increase the latency and complexity. References:

Database Migration - AWS Database Migration Service - AWS

What is AWS Database Migration Service?

AWS Database Migration Service Documentation

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

 The best combination of resources to meet the requirements of high reliability, cost-optimization, and performance for running Apache Spark jobs on Amazon EMR is to use Amazon S3 as a persistent data store and Graviton instances for core nodes and task nodes.

Amazon S3 is a highly durable, scalable, and secure object storage service that can store any amount of data for a variety of use cases, including big data analytics1. Amazon S3 is a better choice than HDFS as a persistent data store for Amazon EMR, as it decouples the storage from the compute layer, allowing for more flexibility and cost-efficiency. Amazon S3 also supports data encryption, versioning, lifecycle management, and cross-region replication1. Amazon EMR integrates seamlessly with Amazon S3, using EMR File System (EMRFS) to access data stored in Amazon S3 buckets2. EMRFS also supports consistent view, which enables Amazon EMR to provide read-after-write consistency for Amazon S3 objects that are accessed through EMRFS2.

Graviton instances are powered by Arm-based AWS Graviton2 processors that deliver up to 40% better price performance over comparable current generation x86-based instances3. Graviton instances are ideal for running workloads that are CPU-bound, memory-bound, or network-bound, such as big data analytics, web servers, and open-source databases3. Graviton instances are compatible with Amazon EMR, and can be used for both core nodes and task nodes. Core nodes are responsible for running the data processing frameworks, such as Apache Spark, and storing data in HDFS or the local file system. Task nodes are optional nodes that can be added to a cluster to increase the processing power and throughput. By using Graviton instances for both core nodes and task nodes, you can achieve higher performance and lower cost than using x86-based instances.

Using Spot Instances for all primary nodes is not a good option, as it can compromise the reliability and availability of the cluster. Spot Instances are spare EC2 instances that are available at up to 90% discount compared to On-Demand prices, but they can be interrupted by EC2 with a two-minute notice when EC2 needs the capacity back. Primary nodes are the nodes that run the cluster software, such as Hadoop, Spark, Hive, and Hue, and are essential for the cluster operation. If a primary node is interrupted by EC2, the cluster will fail or become unstable. Therefore, it is recommended to use On-Demand Instances or Reserved Instances for primary nodes, and use Spot Instances only for task nodes that can tolerate interruptions. References:

Amazon S3 - Cloud Object Storage

EMR File System (EMRFS)

AWS Graviton2 Processor-Powered Amazon EC2 Instances

[Plan and Configure EC2 Instances]

[Amazon EC2 Spot Instances]

[Best Practices for Amazon EMR]

Problem Analysis:

The company needs near real-time replication of MySQL updates to Amazon Redshift.

Minimal development effort is required for this solution.

Key Considerations:

AWS DMS provides a full load + CDC (Change Data Capture) mode for continuous replication of database changes.

DMS integrates natively with both MySQL and Redshift, simplifying setup.

Solution Analysis:

Option A: AWS Glue Job

Glue is batch-oriented and does not support near real-time replication.

Option B: DMS with Full Load + CDC

Efficiently handles initial database load and continuous updates.

Requires minimal setup and operational overhead.

Option C: AppFlow SDK

AppFlow is not designed for database replication. Custom connectors increase development effort.

Option D: DataSync

DataSync is for file synchronization and not suitable for database updates.

Final Recommendation:

Use AWS DMS in full load + CDC mode for continuous replication.

AWS Database Migration Service Documentation

Setting Up DMS with Redshift

AWS Step Functions natively emits state change events to Amazon EventBridge, which can trigger an Amazon SNS notification. This is the most direct and real-time way to alert on success/failure without relying on custom logging or polling.

“Step Functions automatically emits status changes that EventBridge can capture to trigger alerts or workflows. Use EventBridge to invoke an SNS topic for real-time alerts on job status.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This provides real-time alerting and the least operational overhead.

AWS Glue DataBrew is a visual data preparation tool that allows you to clean, normalize, and transform data without writing code. You can use DataBrew to create recipes that define the steps to apply to your data, such as filtering, renaming, splitting, or aggregating columns. You can also use DataBrew to run jobs that execute the recipes on your data sources, such as Amazon S3, Amazon Redshift, or Amazon Aurora. DataBrew integrates with AWS Glue Data Catalog, which is a centralized metadata repository for your data assets1.

The solution that meets the requirement with the least operational effort is to use AWS Glue DataBrew to create a recipe that uses the COUNT_DISTINCT aggregate function to calculate the number of distinct customers. This solution has the following advantages:

It does not require you to write any code, as DataBrew provides a graphical user interface that lets you explore, transform, and visualize your data. You can use DataBrew to concatenate the columns that contain customer first names and last names, and then use the COUNT_DISTINCT aggregate function to count the number of unique values in the resulting column2.

It does not require you to provision, manage, or scale any servers, clusters, or notebooks, as DataBrew is a fully managed service that handles all the infrastructure for you. DataBrew can automatically scale up or down the compute resources based on the size and complexity of your data and recipes1.

It does not require you to create or update any AWS Glue Data Catalog entries, as DataBrew can automatically create and register the data sources and targets in the Data Catalog. DataBrew can also use the existing Data Catalog entries to access the data in S3 or other sources3.

Option A is incorrect because it suggests creating and running an Apache Spark job in an AWS Glue notebook. This solution has the following disadvantages:

It requires you to write code, as AWS Glue notebooks are interactive development environments that allow you to write, test, and debug Apache Spark code using Python or Scala. You need to use the Spark SQL or the Spark DataFrame API to read the S3 file and calculate the number of distinct customers.

It requires you to provision and manage a development endpoint, which is a serverless Apache Spark environment that you can connect to your notebook. You need to specify the type and number of workers for your development endpoint, and monitor its status and metrics.

It requires you to create or update the AWS Glue Data Catalog entries for the S3 file, either manually or using a crawler. You need to use the Data Catalog as a metadata store for your Spark job, and specify the database and table names in your code.

Option B is incorrect because it suggests creating an AWS Glue crawler to create an AWS Glue Data Catalog of the S3 file, and running SQL queries from Amazon Athena to calculate the number of distinct customers. This solution has the following disadvantages:

It requires you to create and run a crawler, which is a program that connects to your data store, progresses through a prioritized list of classifiers to determine the schema for your data, and then creates metadata tables in the Data Catalog. You need to specify the data store, the IAM role, the schedule, and the output database for your crawler.

It requires you to write SQL queries, as Amazon Athena is a serverless interactive query service that allows you to analyze data in S3 using standard SQL. You need to use Athena to concatenate the columns that contain customer first names and last names, and then use the COUNT(DISTINCT) aggregate function to count the number of unique values in the resulting column.

Option C is incorrect because it suggests creating and running an Apache Spark job in Amazon EMR Serverless to calculate the number of distinct customers. This solution has the following disadvantages:

It requires you to write code, as Amazon EMR Serverless is a service that allows you to run Apache Spark jobs on AWS without provisioning or managing any infrastructure. You need to use the Spark SQL or the Spark DataFrame API to read the S3 file and calculate the number of distinct customers.

It requires you to create and manage an Amazon EMR Serverless cluster, which is a fully managed and scalable Spark environment that runs on AWS Fargate. You need to specify the cluster name, the IAM role, the VPC, and the subnet for your cluster, and monitor its status and metrics.

It requires you to create or update the AWS Glue Data Catalog entries for the S3 file, either manually or using a crawler. You need to use the Data Catalog as a metadata store for your Spark job, and specify the database and table names in your code.

1: AWS Glue DataBrew - Features

2: Working with recipes - AWS Glue DataBrew

3: Working with data sources and data targets - AWS Glue DataBrew

[4]: AWS Glue notebooks - AWS Glue

[5]: Development endpoints - AWS Glue

[6]: Populating the AWS Glue Data Catalog - AWS Glue

[7]: Crawlers - AWS Glue

[8]: Amazon Athena - Features

[9]: Amazon EMR Serverless - Features

[10]: Creating an Amazon EMR Serverless cluster - Amazon EMR

[11]: Using the AWS Glue Data Catalog with Amazon EMR Serverless - Amazon EMR

Amazon Athena is a serverless interactive query service that allows you to analyze data in Amazon S3 using standard SQL. Athena supports various data formats, such as CSV, JSON, ORC, Avro, and Parquet. However, not all data formats are equally efficient for querying. Some data formats, such as CSV and JSON, are row-oriented, meaning that they store data as a sequence of records, each with the same fields. Row-oriented formats are suitable for loading and exporting data, but they are not optimal for analytical queries that often access only a subset of columns. Row-oriented formats also do not support compression or encoding techniques that can reduce the data size and improve the query performance.

On the other hand, some data formats, such as ORC and Parquet, are column-oriented, meaning that they store data as a collection of columns, each with a specific data type. Column-oriented formats are ideal for analytical queries that often filter, aggregate, or join data by columns. Column-oriented formats also support compression and encoding techniques that can reduce the data size and improve the query performance. For example, Parquet supports dictionary encoding, which replaces repeated values with numeric codes, and run-length encoding, which replaces consecutive identical values with a single value and a count. Parquet also supports various compression algorithms, such as Snappy, GZIP, and ZSTD, that can further reduce the data size and improve the query performance.

Therefore, creating an AWS Glue extract, transform, and load (ETL) job to read from the .csv structured data source and writing the data into the data lake in Apache Parquet format will meet the requirements most cost-effectively. AWS Glue is a fully managed service that provides a serverless data integration platform for data preparation, data cataloging, and data loading. AWS Glue ETL jobs allow you to transform and load data from various sources into various targets, using either a graphical interface (AWS Glue Studio) or a code-based interface (AWS Glue console or AWS Glue API). By using AWS Glue ETL jobs, you can easily convert the data from CSV to Parquet format, without having to write or manage any code. Parquet is a column-oriented format that allows Athena to scan only the relevant columns and skip the rest, reducing the amount of data read from S3. This solution will also reduce the cost of Athena queries, as Athena charges based on the amount of data scanned from S3.

The other options are not as cost-effective as creating an AWS Glue ETL job to write the data into the data lake in Parquet format. Using an AWS Glue PySpark job to ingest the source data into the data lake in .csv format will not improve the query performance or reduce the query cost, as .csv is a row-oriented format that does not support columnar access or compression. Creating an AWS Glue ETL job to ingest the data into the data lake in JSON format will not improve the query performance or reduce the query cost, as JSON is also a row-oriented format that does not support columnar access or compression. Using an AWS Glue PySpark job to ingest the source data into the data lake in Apache Avro format will improve the query performance, as Avro is a column-oriented format that supports compression and encoding, but it will require more operational effort, as you will need to write and maintain PySpark code to convert the data from CSV to Avro format. References:

Amazon Athena

Choosing the Right Data Format

AWS Glue

[AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide], Chapter 5: Data Analysis and Visualization, Section 5.1: Amazon Athena

Option A and B are the correct answers because they meet the requirements most cost-effectively. Using an AWS Lambda function and the Athena Boto3 client start_query_execution API call to invoke the Athena queries programmatically is a simple and scalable way to orchestrate the queries. Creating an AWS Step Functions workflow and adding two states to check the query status and invoke the next query is a reliable and efficient way to handle the long-running queries.

Option C is incorrect because using an AWS Glue Python shell job to invoke the Athena queries programmatically is more expensive than using a Lambda function, as it requires provisioning and running a Glue job for each query.

Option D is incorrect because using an AWS Glue Python shell script to run a sleep timer that checks every 5 minutes to determine whether the current Athena query has finished running successfully is not a cost-effective or reliable way to orchestrate the queries, as it wastes resources and time.

Option E is incorrect because using Amazon Managed Workflows for Apache Airflow (Amazon MWAA) to orchestrate the Athena queries in AWS Batch is an overkill solution that introduces unnecessary complexity and cost, as it requires setting up and managing an Airflow environment and an AWS Batch compute environment.

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 5: Data Orchestration, Section 5.2: AWS Lambda, Section 5.3: AWS Step Functions, Pages 125-135

Building Batch Data Analytics Solutions on AWS, Module 5: Data Orchestration, Lesson 5.1: AWS Lambda, Lesson 5.2: AWS Step Functions, Pages 1-15

AWS Documentation Overview, AWS Lambda Developer Guide, Working with AWS Lambda Functions, Configuring Function Triggers, Using AWS Lambda with Amazon Athena, Pages 1-4

AWS Documentation Overview, AWS Step Functions Developer Guide, Getting Started, Tutorial: Create a Hello World Workflow, Pages 1-8

Problem Analysis:

The company requires a centralized data warehouse for consolidating data from various sources.

They use Amazon QuickSight in direct query mode, necessitating fast response times for analytical queries.

Users query the data intermittently, with unpredictable spikes during the day.

Operational overhead should be minimal.

Key Considerations:

The solution must support fast, SQL-based analytics.

It must handle unpredictable spikes efficiently.

Must integrate seamlessly with QuickSight for direct querying.

Minimize operational complexity and scaling concerns.

Solution Analysis:

Option A: Amazon Redshift Serverless

Redshift Serverless eliminates the need for provisioning and managing clusters.

Automatically scales compute capacity up or down based on query demand.

Reduces operational overhead by handling performance optimization.

Fully integrates with Amazon QuickSight, ensuring low-latency analytics.

Reduces costs as it charges only for usage, making it ideal for workloads with intermittent spikes.

Option B: Amazon Athena with S3 (Apache Parquet)

Athena supports querying data directly from S3 in Parquet format.

While it’s cost-effective, performance depends on the size and complexity of the data.

It is not optimized for high-speed analytics needed by QuickSight in direct query mode.

Option C: Amazon Redshift Provisioned Clusters

Requires manual cluster provisioning, scaling, and maintenance.

Higher operational overhead compared to Redshift Serverless.

Option D: Amazon Aurora PostgreSQL

Aurora is optimized for transactional databases, not data warehousing or analytics.

Does not meet the requirement for fast analytics queries.

Final Recommendation:

Amazon Redshift Serverless is the best choice for this use case because it provides fast analytics, integrates natively with QuickSight, and minimizes operational complexity while efficiently handling unpredictable spikes.

Amazon Redshift Serverless Overview

Amazon QuickSight and Redshift Integration

Athena vs. Redshift

 AWS Glue is a fully managed service that provides a serverless data integration platform. It can automatically discover and categorize data from various sources, including SAP HANA, Microsoft SQL Server, MongoDB, Apache Kafka, and Amazon DynamoDB. It can also infer the schema of the data and store it in the AWS Glue Data Catalog, which is a central metadata repository. AWS Glue can then use the schema information to generate and run Apache Spark code to extract, transform, and load the data into an Amazon S3 bucket. AWS Glue can also monitor and optimize the performance and cost of the data pipeline, and handle any schema changes that may occur in the source data. AWS Glue can meet the SLA of loading the data into the S3 bucket within 15 minutes of data creation, as it can trigger the data pipeline based on events, schedules, or on-demand. AWS Glue has the least operational overhead among the options, as it does not require provisioning, configuring, or managing any servers or clusters. It also handles scaling, patching, and security automatically. References:

AWS Glue

[AWS Glue Data Catalog]

[AWS Glue Developer Guide]

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

The best solution to meet the requirements of creating a data catalog that includes the IoT data, and allowing the analytics department to index the data, most cost-effectively, is to create an Amazon Athena workgroup, explore the data that is in Amazon S3 by using Apache Spark through Athena, and provide the Athena workgroup schema and tables to the analytics department.

Amazon Athena is a serverless, interactive query service that makes it easy to analyze data directly in Amazon S3 using standard SQL or Python1. Amazon Athena also supports Apache Spark, an open-source distributed processing framework that can run large-scale data analytics applications across clusters of servers2. You can use Athena to run Spark code on data in Amazon S3 without having to set up, manage, or scale any infrastructure. You can also use Athena to create and manage external tables that point to your data in Amazon S3, and store them in an external data catalog, such as AWS Glue Data Catalog, Amazon Athena Data Catalog, or your own Apache Hive metastore3. You can create Athena workgroups to separate query execution and resource allocation based on different criteria, such as users, teams, or applications4. You can share the schemas and tables in your Athena workgroup with other users or applications, such as Amazon QuickSight, for data visualization and analysis5.

Using Athena and Spark to create a data catalog and explore the IoT data in Amazon S3 is the most cost-effective solution, as you pay only for the queries you run or the compute you use, and you pay nothing when the service is idle1. You also save on the operational overhead and complexity of managing data warehouse infrastructure, as Athena and Spark are serverless and scalable. You can also benefit from the flexibility and performance of Athena and Spark, as they support various data formats, including JSON, and can handle schema changes and complex queries efficiently.

Option A is not the best solution, as creating an AWS Glue Data Catalog, configuring an AWS Glue Schema Registry, creating a new AWS Glue workload to orchestrate the ingestion of the data that the analytics department will use into Amazon Redshift Serverless, would incur more costs and complexity than using Athena and Spark. AWS Glue Data Catalog is a persistent metadata store that contains table definitions, job definitions, and other control information to help you manage your AWS Glue components6. AWS Glue Schema Registry is a service that allows you to centrally store and manage the schemas of your streaming data in AWS Glue Data Catalog7. AWS Glue is a serverless data integration service that makes it easy to prepare, clean, enrich, and move data between data stores8. Amazon Redshift Serverless is a feature of Amazon Redshift, a fully managed data warehouse service, that allows you to run and scale analytics without having to manage data warehouse infrastructure9. While these services are powerful and useful for many data engineering scenarios, they are not necessary or cost-effective for creating a data catalog and indexing the IoT data in Amazon S3. AWS Glue Data Catalog and Schema Registry charge you based on the number of objects stored and the number of requests made67. AWS Glue charges you based on the compute time and the data processed by your ETL jobs8. Amazon Redshift Serverless charges you based on the amount of data scanned by your queries and the compute time used by your workloads9. These costs can add up quickly, especially if you have large volumes of IoT data and frequent schema changes. Moreover, using AWS Glue and Amazon Redshift Serverless would introduce additional latency and complexity, as you would have to ingest the data from Amazon S3 to Amazon Redshift Serverless, and then query it from there, instead of querying it directly from Amazon S3 using Athena and Spark.

Option B is not the best solution, as creating an Amazon Redshift provisioned cluster, creating an Amazon Redshift Spectrum database for the analytics department to explore the data that is in Amazon S3, and creating Redshift stored procedures to load the data into Amazon Redshift, would incur more costs and complexity than using Athena and Spark. Amazon Redshift provisioned clusters are clusters that you create and manage by specifying the number and type of nodes, and the amount of storage and compute capacity10. Amazon Redshift Spectrum is a feature of Amazon Redshift that allows you to query and join data across your data warehouse and your data lake using standard SQL11. Redshift stored procedures are SQL statements that you can define and store in Amazon Redshift, and then call them by using the CALL command12. While these features are powerful and useful for many data warehousing scenarios, they are not necessary or cost-effective for creating a data catalog and indexing the IoT data in Amazon S3. Amazon Redshift provisioned clusters charge you based on the node type, the number of nodes, and the duration of the cluster10. Amazon Redshift Spectrum charges you based on the amount of data scanned by your queries11. These costs can add up quickly, especially if you have large volumes of IoT data and frequent schema changes. Moreover, using Amazon Redshift provisioned clusters and Spectrum would introduce additional latency and complexity, as you would have to provision and manage the cluster, create an external schema and database for the data in Amazon S3, and load the data into the cluster using stored procedures, instead of querying it directly from Amazon S3 using Athena and Spark.

Option D is not the best solution, as creating an AWS Glue Data Catalog, configuring an AWS Glue Schema Registry, creating AWS Lambda user defined functions (UDFs) by using the Amazon Redshift Data API, and creating an AWS Step Functions job to orchestrate the ingestion of the data that the analytics department will use into Amazon Redshift Serverless, would incur more costs and complexity than using Athena and Spark. AWS Lambda is a serverless compute service that lets you run code without provisioning or managing servers13. AWS Lambda UDFs are Lambda functions that you can invoke from within an Amazon Redshift query. Amazon Redshift Data API is a service that allows you to run SQL statements on Amazon Redshift clusters using HTTP requests, without needing a persistent connection. AWS Step Functions is a service that lets you coordinate multiple AWS services into serverless workflows. While these services are powerful and useful for many data engineering scenarios, they are not necessary or cost-effective for creating a data catalog and indexing the IoT data in Amazon S3. AWS Glue Data Catalog and Schema Registry charge you based on the number of objects stored and the number of requests made67. AWS Lambda charges you based on the number of requests and the duration of your functions13. Amazon Redshift Serverless charges you based on the amount of data scanned by your queries and the compute time used by your workloads9. AWS Step Functions charges you based on the number of state transitions in your workflows. These costs can add up quickly, especially if you have large volumes of IoT data and frequent schema changes. Moreover, using AWS Glue, AWS Lambda, Amazon Redshift Data API, and AWS Step Functions would introduce additional latency and complexity, as you would have to create and invoke Lambda functions to ingest the data from Amazon S3 to Amazon Redshift Serverless using the Data API, and coordinate the ingestion process using Step Functions, instead of querying it directly from Amazon S3 using Athena and Spark. References:

What is Amazon Athena?

Apache Spark on Amazon Athena

Creating tables, updating the schema, and adding new partitions in the Data Catalog from AWS Glue ETL jobs

Managing Athena workgroups

Using Amazon QuickSight to visualize data in Amazon Athena

AWS Glue Data Catalog

AWS Glue Schema Registry

What is AWS Glue?

Amazon Redshift Serverless

Amazon Redshift provisioned clusters

Querying external data using Amazon Redshift Spectrum

Using stored procedures in Amazon Redshift

What is AWS Lambda?

[Creating and using AWS Lambda UDFs]

[Using the Amazon Redshift Data API]

[What is AWS Step Functions?]

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

To allow cross-account access to a Kinesis Data Stream, you must add a resource-based policy to the Kinesis stream in Account A, explicitly granting the Lambda execution role in Account B the required permissions.

SCPs (A & C) set permissions boundaries, but do not grant access.

Option D incorrectly refers to the Lambda function – but the Kinesis resource must allow access.

“You must add a resource-based policy to the Kinesis Data Stream in Account A to allow a Lambda function in Account B to consume from the stream.”

Publishing AWS Glue data quality scores to Amazon DataZone requires creating a DQDL ruleset, scheduling it to run regularly, and then linking the corresponding AWS Glue table as a data source in the DataZone project. The setup ensures that data quality scores from Glue are correctly published and accessible within Amazon DataZone:

“You can define DQDL rulesets for Glue tables and publish the data quality results to DataZone when the project is configured with an AWS Glue data source and the rulesets are scheduled.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

Option C follows the expected flow without unnecessary complexity and aligns perfectly with the integration flow supported by AWS.

The data engineer needs to detect custom categories of PII within the data lake using AWS Glue DataBrew. While DataBrew provides standard data quality rules, the solution must support custom PII categories.

Option B: Implement custom data quality rules in DataBrew. Apply the custom rules across datasets.This option is the most efficient because DataBrew allows the creation of custom data quality rules that can be applied to detect specific data patterns, including custom PII categories. This approach minimizes operational overhead while ensuring that the specific privacy requirements are met.

Options A, C, and D either involve manual intervention or developing custom scripts, both of which increase operational effort compared to using DataBrew's built-in capabilities.

This solution meets the requirements of managing the ingestion of real-time streaming data into AWS and performing real-time analytics on the incoming streaming data with the least operational overhead. Amazon Managed Service for Apache Flink is a fully managed service that allows you to run Apache Flink applications without having to manage any infrastructure or clusters. Apache Flink is a framework for stateful stream processing that supports various types of aggregations, such as tumbling, sliding, and session windows, over streaming data. By using Amazon Managed Service for Apache Flink, you can easily connect to Amazon Kinesis Data Streams as the source and sink of your streaming data, and perform time-based analytics over a window of up to 30 minutes. This solution is also highly fault tolerant, as Amazon Managed Service for Apache Flink automatically scales, monitors, and restarts your Flink applications in case of failures. References:

Amazon Managed Service for Apache Flink

Apache Flink

Window Aggregations in Flink

The requirement is to update the AWS Glue Data Catalog incrementally based on S3 events. Using an S3 event-based approach is the most automated and operationally efficient solution.

A. Create an S3 event-based AWS Glue crawler:

An event-based Glue crawler can automatically update the Data Catalog when new data arrives in the S3 bucket. This ensures incremental updates with minimal operational overhead.

Step 1: Understand the Data Access Requirements

The question presents distinct access needs for three teams:

Marketing team: Needs full access to customer contact info but only obfuscated claim information.

Claims team: Needs access to customer information relevant to the claims they process.

Analytics team: Needs only obfuscated PII data.

These teams require different levels of access, and the solution needs to enforce data security while keeping administrative overhead low.

Step 2: Why Option B is Correct

Option B (Creating Views) is a common best practice in Amazon Redshift to restrict access to specific data without duplicating data or managing multiple clusters. By creating views:

You can define customized views of the data with obfuscated fields for the analytics team and marketing team while still providing full access where necessary.

Views provide a logical separation of data and allow Redshift administrators to grant access permissions based on roles or groups, ensuring that each team sees only what they are allowed to.

Obfuscation or masking of PII can be easily applied to the views by transforming or hiding sensitive data fields.

This approach avoids the complexity of managing multiple Redshift clusters or S3-based data lakes, which introduces higher operational and administrative overhead.

Step 3: Why Other Options Are Not Ideal

Option A (Separate Redshift Clusters) introduces unnecessary administrative overhead by managing multiple clusters. Maintaining several clusters for each team is costly, redundant, and inefficient.

Option C (Separate Redshift Roles) involves creating multiple roles and managing complex masking policies, which adds to administrative burden and complexity. While Redshift does support column-level access control, it's still more overhead than managing simple views.

Option D (Move to S3 and Lake Formation) is a more complex and heavy-handed solution, especially when the data is already stored in Redshift. Migrating the data to S3 and setting up a data lake with Lake Formation introduces significant operational complexity that isn't needed for this specific requirement.

Conclusion:

Creating views in Amazon Redshift allows for flexible, fine-grained access control with minimal overhead, making it the optimal solution to meet the data access requirements of the marketing, claims, and analytics teams.

The problem described requires identifying matching records even when there is no unique identifier. AWS Lake Formation FindMatches is designed for this purpose. It uses machine learning (ML) to deduplicate and find matching records in datasets that do not share a common identifier.

D. Train and use the AWS Lake Formation FindMatches transform in the ETL job:

FindMatches is a transform available in AWS Lake Formation that uses ML to discover duplicate records or related records that might not have a common unique identifier.

It can be integrated into an AWS Glue ETL job to perform deduplication or matching tasks.

FindMatches is highly effective in scenarios where records do not share a key, such as customer records from different sources that need to be merged or reconciled.

Problem Analysis:

Millions of 1 KB JSON files in S3 are being processed and converted to Apache Parquet format using AWS Glue.

Processing time is increasing due to the additional testing facilities.

The goal is to reduce processing time while using the existing AWS Glue framework.

Key Considerations:

AWS Glue offers the dynamic frame file-grouping feature, which consolidates small files into larger, more efficient datasets during processing.

Grouping smaller files reduces overhead and speeds up processing.

Solution Analysis:

Option A: Lambda for File Grouping

Using Lambda to group files would add complexity and operational overhead. Glue already offers built-in grouping functionality.

Option B: AWS Glue Dynamic Frame File-Grouping

This option directly addresses the issue by grouping small files during Glue job execution.

Minimizes data processing time with no extra overhead.

Option C: Redshift COPY Command

COPY directly loads raw files but is not designed for pre-processing (conversion to Parquet).

Option D: Amazon EMR

While EMR is powerful, replacing Glue with EMR increases operational complexity.

Final Recommendation:

Use AWS Glue dynamic frame file-grouping for optimized data ingestion and processing.

AWS Glue Dynamic Frames

Optimizing Glue Performance

The issue described is that the AWS Glue job is reprocessing files from previous runs despite the bookmark feature being enabled. Bookmarks in AWS Glue allow jobs to keep track of which files or data have already been processed to avoid reprocessing. The most likely reason for reprocessing the files is missing S3 permissions, specifically s3

s3

is a permission required by AWS Glue when bookmarks are enabled to ensure Glue can retrieve metadata from the files in S3, which is necessary for the bookmark mechanism to function correctly. Without this permission, Glue cannot track which files have been processed, resulting in reprocessing during subsequent runs.

Concurrency settings (Option B) and the version of AWS Glue (Option C) do not affect the bookmark behavior. Similarly, the lack of a commit statement (Option D) is not applicable in this context, as Glue handles commits internally when interacting with Redshift and S3.

Thus, the root cause is likely related to insufficient permissions on the S3 bucket, specifically s3

, which is required for bookmarks to work as expected.

Redshift data sharing is a feature that enables you to share live data across different Redshift clusters without the need to copy or move data. Data sharing provides secure and governed access to data, while preserving the performance and concurrency benefits of Redshift. By setting up the sales team BI cluster as a consumer of the ETL cluster, the company can share the ETL cluster data with the sales team without interrupting the critical analysis tasks. The solution also minimizes the usage of the computing resources of the ETL cluster, as the data sharing does not consume any storage space or compute resources from the producer cluster. The other options are either not feasible or not efficient. Creating materialized views or database views would require the sales team to have direct access to the ETL cluster, which could interfere with the critical analysis tasks. Unloading a copy of the data from the ETL cluster to an Amazon S3 bucket every week would introduce additional latency and cost, as well as create data inconsistency issues. References:

Sharing data across Amazon Redshift clusters

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 2: Data Store Management, Section 2.2: Amazon Redshift

Amazon EC2 instances can use two types of storage volumes: instance store volumes and Amazon EBS volumes. Instance store volumes are ephemeral, meaning they are only attached to the instance for the duration of its life cycle. If the instance is stopped, terminated, or fails, the data on the instance store volume is lost. Amazon EBS volumes are persistent, meaning they can be detached from the instance and attached to another instance, and the data on the volume is preserved. To meet the requirement of persisting the data even if the EC2 instances are terminated, the data engineer must use Amazon EBS volumes to store the application data. The solution is to launch new EC2 instances by using an AMI that is backed by an EC2 instance store volume, which is the default option for most AMIs. Then, the data engineer must attach an Amazon EBS volume to each instance and configure the application to write the data to the EBS volume. This way, the data will be saved on the EBS volume and can be accessed by another instance if needed. The data engineer can apply the default settings to the EC2 instances, as there is no need to modify the instance type, security group, or IAM role for this solution. The other options are either not feasible or not optimal. Launching new EC2 instances by using an AMI that is backed by an EC2 instance store volume that contains the application data (option A) or by using an AMI that is backed by a root Amazon EBS volume that contains the application data (option B) would not work, as the data on the AMI would be outdated and overwritten by the new instances. Attaching an additional EC2 instance store volume to contain the application data (option D) would not work, as the data on the instance store volume would be lost if the instance is terminated. References:

Amazon EC2 Instance Store

Amazon EBS Volumes

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 2: Data Store Management, Section 2.1: Amazon EC2

AWS Lake Formation is a service that allows you to easily set up, secure, and manage data lakes. One of the features of Lake Formation is row-level security, which enables you to control access to specific rows or columns of data based on the identity or role of the user. This feature is useful for scenarios where you need to restrict access to sensitive or regulated data, such as customer data from different countries. By registering the S3 bucket as a data lake location in Lake Formation, you can use the Lake Formation console or APIs to define and apply row-level security policies to the data in the bucket. You can also use Lake Formation blueprints to automate the ingestion and transformation of data from various sources into the data lake. This solution requires the least operational effort compared to the other options, as it does not involve creating or moving data, or managing multiple tables, views, or roles. References:

AWS Lake Formation

Row-Level Security

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide, Chapter 4: Data Lakes and Data Warehouses, Section 4.2: AWS Lake Formation

Scheduling an AWS Glue crawler to periodically update the Data Catalog automates the process of detecting new partitions and updating the catalog, which minimizes manual maintenance and operational overhead.

S3 Lifecycle policies automate data retention and deletion. By specifying an expiration rule for 7 years, objects older than that period are permanently deleted without manual intervention.

“To automatically delete aged data, configure an S3 Lifecycle rule with an expiration policy for objects older than the retention period.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

The RootDiskUsed metric for the MSK cluster indicates that the storage on the broker is reaching its capacity. The best solution is to expand the storage of the MSK broker and enable automatic storage expansion to prevent future alarms.

Expand MSK Broker Storage:

AWS Managed Streaming for Apache Kafka (MSK) allows you to expand the broker storage to accommodate growing data volumes. Additionally, auto-expansion of storage can be configured to ensure that storage grows automatically as the data increases.

To address the requirement of masking PII data and ensuring secure access throughout the data pipeline, the combination of AWS Glue DataBrew and IAM provides a low-maintenance solution.

A. AWS Glue DataBrew for Masking:

AWS Glue DataBrew provides a visual tool to perform data transformations, including masking PII data. It allows for easy configuration of data transformation tasks without requiring manual coding, making it ideal for this use case.

The most efficient and low-operational-overhead solution for ingesting data into Amazon Redshift from Amazon Kinesis Data Streams is to use Amazon Redshift streaming ingestion. This feature allows Redshift to directly ingest streaming data from Kinesis Data Streams and process it in real-time.

Amazon Redshift Streaming Ingestion:

Redshift supports native streaming ingestion from Kinesis Data Streams, allowing real-time data to be queried using materialized views.

This solution reduces operational complexity because you don't need intermediary services like Amazon Kinesis Data Firehose or S3 for batch loading.

The correct answer is to configure AWS Glue triggers to run the ETL jobs every hour and use AWS Glue connections to establish connectivity between the data sources and Amazon Redshift. AWS Glue triggers are a way to schedule and orchestrate ETL jobs with the least operational overhead. AWS Glue connections are a way to securely connect to data sources and targets using JDBC or MongoDB drivers. AWS Glue DataBrew is a visual data preparation tool that does not support MongoDB as a data source. AWS Lambda functions are a serverless option to schedule and run ETL jobs, but they have a limit of 15 minutes for execution time, which may not be enough for complex transformations. The Redshift Data API is a way to run SQL commands on Amazon Redshift clusters without needing a persistent connection, but it does not support loading data from AWS Glue ETL jobs. References:

AWS Glue triggers

AWS Glue connections

AWS Glue DataBrew

[AWS Lambda functions]

[Redshift Data API]

A sort-merge join generates large shuffle files, leading to “No space left on device” errors when both datasets are large. Using a broadcast join sends a smaller dataset to all executors, avoiding shuffle and disk I/O overhead.

“Broadcast joins reduce shuffle I/O by distributing the smaller dataset to all worker nodes, mitigating disk space and shuffle errors.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf

This is the most cost-effective and direct fix for large shuffle-stage failures.

 The Amazon Redshift Data API is a built-in feature that allows you to run SQL queries on Amazon Redshift data with web services-based applications, such as AWS Lambda, Amazon SageMaker notebooks, and AWS Cloud9. The Data API does not require a persistent connection to your database, and it provides a secure HTTP endpoint and integration with AWS SDKs. You can use the endpoint to run SQL statements without managing connections. The Data API also supports both Amazon Redshift provisioned clusters and Redshift Serverless workgroups. The Data API is the best solution for running real-time queries on the financial data from within the trading application, as it has the least operational overhead compared to the other options.

Option A is not the best solution, as establishing WebSocket connections to Amazon Redshift would require more configuration and maintenance than using the Data API. WebSocket connections are also not supported by Amazon Redshift clusters or serverless workgroups.

Option C is not the best solution, as setting up JDBC connections to Amazon Redshift would also require more configuration and maintenance than using the Data API. JDBC connections are also not supported by Redshift Serverless workgroups.

Option D is not the best solution, as storing frequently accessed data in Amazon S3 and using Amazon S3 Select to run the queries would introduce additional latency and complexity than using the Data API. Amazon S3 Select is also not optimized for real-time queries, as it scans the entire object before returning the results. References:

Using the Amazon Redshift Data API

Calling the Data API

Amazon Redshift Data API Reference

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

The AWS Glue Data Catalog is an Apache Hive metastore-compatible catalog that provides a central metadata repository for various data sources and formats. You can use the AWS Glue Data Catalog as an external Hive metastore for Amazon EMR and Amazon Athena queries, and import metadata from existing Hive metastores into the Data Catalog. This solution requires the least development effort, as you can use AWS Glue crawlers to automatically discover and catalog the metadata from Hive, and use the AWS Glue console, AWS CLI, or Amazon EMR API to configure the Data Catalog as the Hive metastore. The other options are either more complex or require additional steps, such as setting up Apache Ranger for security, managing a Hive metastore on an EMR cluster or an RDS instance, or migrating the metadata manually. References:

Using the AWS Glue Data Catalog as the metastore for Hive (Section: Specifying AWS Glue Data Catalog as the metastore)

Metadata Management: Hive Metastore vs AWS Glue (Section: AWS Glue Data Catalog)

AWS Glue Data Catalog support for Spark SQL jobs (Section: Importing metadata from an existing Hive metastore)

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide (Chapter 5, page 131)