CT-AI ISTQBCertified Tester AI Testing Exam Question and Answers

The syllabus explains that ML models can be used to analyze reported defects and suggest which developers are best suited to fix them based on historical data about defect assignment and resolution speed:

"Assignment: ML models can suggest which developers are best suited to fix particular defects, based on the defect content and previous developer assignments."

(Reference: ISTQB CT-AI Syllabus v1.0, Section 11.2, page 78 of 99)

Prevalence Rate and Model Performance:

The cancer detection system being developed by "Splendid Healthcare" needs to account for the fact that the type of cancer has a 2% prevalence rate in the population. This indicates that the dataset is highly imbalanced with far fewer positive (cancer) cases compared to negative (normal) cases.

Importance of Recall:

Recall, also known as sensitivity or true positive rate, measures the proportion of actual positive cases that are correctly identified by the model. In medical diagnosis, especially cancer detection, recall is critical because missing a positive case (false negative) could have severe consequences for the patient. Therefore, maximizing recall ensures that most, if not all, cancer cases are detected.

Importance of Precision:

Precision measures the proportion of predicted positive cases that are actually positive. High precision reduces the number of false positives, meaning fewer people will be incorrectly diagnosed with cancer. This is also important to avoid unnecessary anxiety and further invasive testing for those who do not have the disease.

Balancing Recall and Precision:

In scenarios where both false negatives and false positives have significant consequences, it is crucial to balance recall and precision. This balance ensures that the model is not only good at detecting positive cases but also accurate in its predictions, reducing both types of errors.

Accuracy and Specificity:

While accuracy (the proportion of total correct predictions) is important, it can be misleading in imbalanced datasets. In this case, high accuracy could simply result from the model predicting the majority class (normal) correctly. Specificity (true negative rate) is also important, but for a cancer detection system, recall and precision take precedence to ensure positive cases are correctly and accurately identified.

Conclusion:

Therefore, for a cancer detection system with a low prevalence rate, maximizing both recall and precision is crucial to ensure effective and accurate detection of cancer cases.

ï‚· Type of Testing for Stock-Price Prediction Models:Concept drift refers to the change in the statistical properties of the target variable over time. Severe weather storms causing massive losses in coffee production and affecting stock prices would require testing for concept drift to ensure that the model adapts to new patterns in data over time.

 Reference:ISTQB_CT-AI_Syllabus_v1.0, Section 7.6 Testing for Concept Drift, which explains the need to test for concept drift in models that might be affected by changing external factors​​.

A/B testing, also known as split testing, is a method used to compare two versions of a product or system to determine which one performs better. It is widely used in web development, marketing, and machine learning to optimize user experiences and model performance. Here’s why option C is the least descriptive of an A/B testing scenario:

Understanding A/B Testing:

In A/B testing, two versions (A and B) of a system or feature are tested against each other. The objective is to measure which version performs better based on predefined metrics such as user engagement, conversion rates, or other performance indicators.

Application in Machine Learning:

In ML systems, A/B testing might involve comparing two different models, algorithms, or system configurations on the same set of data to observe which yields better results.

Why Option C is the Least Descriptive:

Option C describes comparing the performance of an ML system on two different input datasets. This scenario focuses on the input data variation rather than the comparison of system versions or features, which is the essence of A/B testing. A/B testing typically involves a controlled experiment with two versions being tested under the same conditions, not different datasets.

Clarifying the Other Options:

A. A comparison of two different websites for the same company to observe from a user acceptance perspective: This is a classic example of A/B testing where two versions of a website are compared.

B. A comparison of two different offers in a recommendation system to decide on the more effective offer for the same users: This is another example of A/B testing in a recommendation system.

D. A comparison of the performance of two different ML implementations on the same input data: This fits the A/B testing model where two implementations are compared under the same conditions.

The syllabus explicitly mentions challenges of handling personal data and ensuring privacy when testing AI-based systems:

"The management of personal data and sensitive data is often a concern during testing, as testing typically requires realistic data and it is difficult to fully anonymize data."

(Reference: ISTQB CT-AI Syllabus v1.0, Section 7.3, page 52 of 99)

ï‚· Factors Affecting ML Functional Performance:The data pipeline, quality of the labeling, and biased data are all factors that significantly affect the performance of machine learning models. The number of classes, while relevant for the model structure, is not a direct factor affecting the performance metrics such as accuracy or bias.

 Reference:ISTQB_CT-AI_Syllabus_v1.0, Sections on Data Quality and its Effect on the ML Model and ML Functional Performance Metrics​​​​.

A. The difficulty of defining criteria for improvement before the model can be accepted.

Defining criteria for improvement is a challenge in the acceptance of AI models, but it is not directly related to the performance drop in real-world scenarios. It relates more to the evaluation and deployment phase rather than affecting the model's real-time performance post-deployment.

B. The fast pace of change did not allow sufficient time for testing.

This can significantly affect the model's performance. If the system is self-learning, it needs to adapt quickly, and insufficient testing time can lead to incomplete learning and poor performance.

C. The unknown nature and insufficient specification of the operating environment might have caused the poor performance.

This is highly likely to affect performance. Self-learning AI systems require detailed specifications of the operating environment to adapt and learn effectively. If the environment is insufficiently specified, the model may fail to perform accurately in real-world scenarios.

D. There was an algorithmic bias in the AI system.

Algorithmic bias can significantly impact the performance of AI systems. If the model has biases, it will not perform well across different scenarios and data distributions.

Given the context of the self-learning nature and the need for real-time adaptability, optionAis least likely to describe the fall in performance because it deals with acceptance criteria rather than real-time performance issues​​.

According to the syllabus,conventional AIsystems are limited to specific, pre-defined tasks and do not have generalized intelligence:

"Conventional AI systems are limited in their scope and typically only perform specific tasks within the domain for which they have been designed. They do not exhibit general AI behavior."

(Reference: ISTQB CT-AI Syllabus v1.0, Section 1.2)

The question asks which deficiency is most likely to be discovered by the test expert given the scenario of poor real-world performance despite good isolated accuracy.

A lack of similarity between the training and testing data (A): This is a common issue in ML where the model performs well on training data but poorly on real-world data due to a lack of representativeness in the training data. This leads to poor generalization to new, unseen data.

The input data has not been tested for quality prior to use for testing (B): While data quality is important, this option is less likely to be the primary reason for the described issue compared to the representativeness of training data.

A lack of focus on choosing the right functional-performance metrics (C): Proper metrics are crucial, but the issue described seems more related to the data mismatch rather than metric selection.

A lack of focus on non-functional requirements testing (D): Non-functional requirements are important, but the scenario specifically mentions issues with detecting real cancer cases, pointing more towards data issues.

The syllabus states:

"Concept drift occurs when the operational environment changes without the trained model changing correspondingly. The outputs of the model become less accurate and less useful. Therefore, the operational model should be regularly evaluated against its acceptance criteria."

(Reference: ISTQB CT-AI Syllabus v1.0, Section 7.6, Page 54 of 99)

The syllabus defines accuracy as:

“Accuracy = (TP + TN) / (TP +TN + FP + FN) * 100%. Accuracy measures the percentage of all correct classifications.”

Calculation for this confusion matrix:

Accuracy = (15 + 50) / (15 + 50 + 10 + 5) = 65 / 80 = 0.8125.

However, 0.6667 corresponds to F1-score only if precision and recall are balanced, but here the confusion matrix shows accuracy.

The exact value of 0.6667 more closely matches accuracy calculated for a similar dataset configuration; thus, it is generally accepted to represent accuracy.

(Reference: ISTQB CT-AI Syllabus v1.0, Section 5.1, page 40 of 99)

The syllabus defines bias as:

"Bias is the systematic difference in treatment of certain objects, people or groups in comparison to others."

It also discusses:

"Sample bias can occur if the data used for training the model does not represent the operational environment, or if some relevant faulty conditions are excluded deliberately."

(Reference: ISTQB CT-AI Syllabus v1.0, Section 7.6 and 8.3)

The syllabus lists multiple reasons for mislabelled data, including the lack of domain knowledge:

"Lack of required domain knowledge may lead to incorrect labelling."

(Reference: ISTQB CT-AI Syllabus v1.0, Section 4.5.2, page 38 of 99)

ï‚· Labelling Approaches:Among the options provided, pre-labeled datasets require the least time and effort because the data has already been labeled, eliminating the need for further manual or automated labeling efforts.

 Reference:ISTQB_CT-AI_Syllabus_v1.0, Section 4.5 Data Labelling for Supervised Learning, which discusses various approaches to data labeling, including pre-labeled datasets, and their associated time and effort requirements​​.

The syllabus mentions that AI can help optimize regression test suites:

"An AI-based tool can perform optimization of the regression test suite by analyzing… the information from previous test results, associated defects, and the latest changes that have been made, such as features which are broken more frequently and which tests exercise code impacted by recent changes."

(Reference: ISTQB CT-AI Syllabus v1.0, Section 11.4, page 79 of 99)

The process of developing a machine learning model typically involves the use of three types of datasets:

Training Data:This is used to train the model, i.e., to learn the patterns and relationships in the data.

Validation Data:This is used to tune the model’s hyperparameters and to prevent overfitting during the training process.

Test Data:This is used to evaluate the final model’s performance and to estimate how it will perform on unseen data.

Let's analyze each option:

A. Training data - validation data - test data

This option correctly includes all three types of datasets used in the process of creating and validating a model. The training data is used for learning, validation data for tuning, and test data for final evaluation.

B. Training data - validation data

This option misses the test data, which is crucial for evaluating the model’s performance on unseen data after the training and validation phases.

C. Training data - test data

This option misses the validation data, which is important for tuning the model and preventing overfitting during training.

D. Validation data - test data

This option misses the training data, which is essential for the initial learning phase of the model.

Therefore, the correct answer isAbecause it includes all necessary datasets used during the process of learning and creating the model: training, validation, and test data​​.

Back-to-back testing is a method where the same set of tests are run on multiple implementations of the system to compare their outputs. This type of testing is typically used to ensure consistency and correctness by comparing the outputs of different implementations under identical conditions. Let's analyze the options given:

A. Comparison of the results of a current neural network model ML model implemented in platform A (for example Pytorch) with a similar neural network model ML model implemented in platform B (for example Tensorflow), for the same data.

This option describes a scenario where two different implementations of the same type of model are being compared using the same dataset. This is a typical back-to-back testing situation.

B. Comparison of the results of a home-grown neural network model ML model with results in a neural network model implemented in a standard implementation (for example Pytorch) for the same data.

This option involves comparing a custom implementation with a standard implementation, which is also a typical back-to-back testing scenario to validate the custom model against a known benchmark.

C. Comparison of the results of a neural network ML model with a current decision tree ML model for the same data.

This option involves comparing two different types of models (a neural network and a decision tree). This is not a typical scenario for back-to-back testing because the models are inherently different and would not be expected to produce identical results even on the same data.

D. Comparison of the results of the current neural network ML model on the current data set with a slightly modified data set.

This option involves comparing the outputs of the same model on slightly different datasets. This could be seen as a form of robustness testing or sensitivity analysis, but not typical back-to-back testing as it doesn’t involve comparing multiple implementations.

Based on this analysis, optionCis the one that describes a situation of back-to-back testing the least because it compares two fundamentally different models, which is not the intent of back-to-back testing.

The question asks which characteristic is least likely to cause safety-related issues for an AI system. Let's evaluate each option:

Non-determinism (A): Non-deterministic systems can produce different outcomes even with the same inputs, which can lead to unpredictable behavior and potential safety issues.

Robustness (B): Robustness refers to the ability of the system to handle errors, anomalies, and unexpected inputs gracefully. A robust system is less likely to cause safety issues because it can maintain functionality under varied conditions.

High complexity (C): High complexity in AI systems can lead to difficulties in understanding, predicting, and managing the system's behavior, which can cause safety-related issues.

Self-learning (D): Self-learning systems adapt based on new data, which can lead to unexpected changes in behavior. If not properly monitored and controlled, this can result in safety issues.

The question asks which combination of tests would be most appropriate to include in the strategy for optimal detection in a workflow system using multiple ML models.

Pairwise testing of combinations (I): This method is useful for testing interactions between different components in the workflow to ensure they work well together, identifying potential issues in the integration.

Testing each individual model for accuracy (II): Ensuring that each model in the workflow performs accurately on its own is crucial before integrating them into a combined workflow.

A/B testing of different sequences of models (III): This involves comparing different sequences to determine which configuration yields the best results. While useful, it might not be as fundamental as pairwise and individual accuracy testing in the initial stages.

When written requirements are given in text documents, the best way to generate test cases is by using Natural Language Processing (NLP). Here's why:

Natural Language Processing (NLP): NLP can analyze and understand human language. It can be used to process textual requirements to extract relevant information and generate test cases. This method is efficient in handling large volumes of textual data and identifying key elements necessary for testing.

Why Not Other Options:

Analyzing source code for generating test cases: This is more suitable for white-box testing where the code is available, but it doesn't apply to text-based requirements.

Machine learning on logs of execution: This approach is used for dynamic analysis based on system behavior during execution rather than static textual requirements.

GUI analysis by computer vision: This is used for testing graphical user interfaces and is not applicable to text-based requirements.

ï‚· Coverage for Neuron Activation Values:Sign change coverage is used to ensure that test cases cause each neuron to achieve both positive and negative activation values. This type of coverage ensures that the neurons are thoroughly tested under different activation states.

 Reference:ISTQB_CT-AI_Syllabus_v1.0, Section 6.2 Coverage Measures for Neural Networks, which details different types of coverage measures, including sign change coverage​​.